Jose Luis Bautista
(Case No. 201143) |
Toronto |
| Sept. 30/12 |
Case Summary (Hearing Panel imposes a Permanent Prohibition and a fine of $150,000 on Jose Luis Bautista) |
| Aug. 29/12 |
News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Jose Bautista) |
| July 24/12 |
Reasons for Decision |
| July 12/12 |
News Release (MFDA Hearing Panel makes findings against Jose Bautista) |
| July 12/12 |
Order |
| Feb. 24/12 |
News Release (MFDA sets date for Hearing on the Merits in the matter of Jose Bautista) |
| Feb. 24/12 |
Order |
| Feb. 08/12 |
News Release (MFDA announces disciplinary proceeding in respect of Jose Luis Bautista) |
| Jan. 23/12 |
Notice of Hearing |
|
Accessibility Policy |
Disclaimer and Privacy |
Print this page
Copyright © 2007 Mutual Fund Dealers Association of Canada. All rights reserved.
