Regarding Location Date of Issue and Document Type
Jose Luis Bautista
(File No. 201143)
Sept. 30/12 Case Summary (Hearing Panel imposes a Permanent Prohibition and a fine of $150,000 on Jose Luis Bautista)
Aug. 29/12 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Jose Bautista)
July 24/12 Reasons for Decision
July 12/12 News Release (MFDA Hearing Panel makes findings against Jose Bautista)
July 12/12 Order
Feb. 24/12 News Release (MFDA sets date for Hearing on the Merits in the matter of Jose Bautista)
Feb. 24/12 Order
Feb. 08/12 News Release (MFDA announces disciplinary proceeding in respect of Jose Luis Bautista)
Jan. 23/12 Notice of Hearing
Accessibility Policy |Disclaimer and Privacy | Print this page
Copyright © 2007 Mutual Fund Dealers Association of Canada. All rights reserved.