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Regarding Location Date of Issue and Document Type
Peter Brauns
(File No. 201203)
Toronto
Apr. 28/14 Case Summary (Hearing Panel imposes a Lifetime Ban and an $850,000 Fine on Peter Brauns)
Feb. 04/14 News Release (MFDA Hearing Panel issues Reasons for Decision (Penalty) in the matter of Peter Brauns)
Feb. 04/14 Reasons for Decision (Penalty)
Jan. 17/14 News Release (MFDA Hearing Panel imposes penalties and costs on Peter Brauns)
Jan. 17/14 Order
Nov. 19/13 News Release (MFDA sets date for continuation of Hearing on the Merits in the matter Peter Brauns)
Nov. 19/13 Order
Nov. 12/13 News Release (MFDA announces next appearance in the matter of Peter Brauns)
Oct. 15/13 News Release (MFDA Panel makes findings against Peter Brauns and issues Decision and Reasons (Misconduct))
Oct. 15/13 Decision and Reasons (Misconduct)
May 03/13 News Release (MFDA Hearing Panel reserves judgment in the matter of Peter Brauns)
April 05/13 News Release (MFDA adjourns Hearing on the Merits in the matter of Peter Brauns)
Mar. 18/13 News Release (MFDA announces new start time for Hearing on the Merits in the matter of Peter Brauns)
Mar. 08/13 News Release (MFDA commences Hearing on the Merits in the matter of Peter Brauns)
Mar. 05/13 Amended Notice of Hearing
July 18/12 News Release (MFDA sets dates for Hearing on the Merits in the matter of Peter Brauns)
July 18/12 Order
June 26/12 News Release (MFDA Hearing Panel adjourns first appearance in the matter of Peter Brauns)
May 30/12 News Release (MFDA announces disciplinary proceeding in respect of Peter Haralds Brauns)
May 24/12 Notice of Hearing
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