MFDA Logo
Regarding Location Date of Issue and Document Type
Peiqing (Anna) He, Christina Lin, Keith Kee-Peng Tan and Yue Brenda Zhou
(File No. 201211)
Toronto
Oct. 10/14 News Release (MFDA Hearing Panel dismisses allegation against Christina Lin and issues Decision and Reasons)
Oct. 10/14 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Yue Brenda Zhou)
Oct. 09/14 Decision and Reasons (Christina Lin)
Oct. 09/14 Reasons for Decision (Yue Brenda Zhou)
Sept. 16/14 News Release (MFDA Hearing Panel reserves judgment in the matter of Christina Lin)
Sept. 16/14 News Release (MFDA Hearing Panel dismisses allegations against Yue Brenda Zhou)
Sept. 05/14 News Release (MFDA announces change of venue for Hearing on the Merits in the matter of Christina Lin and Yue Brenda Zhou)
Mar. 11/14 News Release (MFDA sets dates for Hearing on the Merits in the matter of Christina Lin and Yue Brenda Zhou)
Mar. 11/14 Order (Re: Christina Lin and Yue Brenda Zhou)
Jan. 20/14 News Release (MFDA reschedules appearance in the matter of Christina Lin and Yue Brenda Zhou)
Dec. 12/13 News Release (MFDA schedules next appearance in the matter of Christina Lin and Yue Brenda Zhou)
Nov. 08/13 News Release (MFDA announces next appearance in the matter of Christina Lin and Yue Brenda Zhou)
Apr. 15/13 Case Summary (Hearing Panel Approves Settlement With Keith Kee-Peng Tan)
Apr. 15/13 Case Summary (Hearing Panel Approves Settlement With Peiqing (Anna) He)
Mar. 18/13 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Peiqing (Anna) He)
Mar. 14/13 Reasons for Decision (Peiqing (Anna) He)
Mar. 13/13 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Keith Kee-Peng Tan)
Feb. 12/13 News Release (MFDA Hearing Panel revises terms of settlement in the matter of Peiqing (Anna) He)
Feb. 08/13 Order
Jan. 30/13 Reasons for Decision (Keith Kee-Peng Tan)
Jan. 23/13 News Release (MFDA Hearing Panel accepts Settlement Agreement with Peiqing (Anna) He)
Jan. 23/13 News Release (MFDA Hearing Panel accepts Settlement Agreement with Keith Kee-Peng Tan)
Jan. 23/13 News Release (MFDA Panel adjourns Christina Lin and Yue Brenda Zhou Hearing to a date to be determined)
Jan. 22/13 News Release (MFDA issues Notices of Settlement Hearing in respect of Peiqing (Anna) He and Keith Kee-Peng Tan)
Jan. 22/13 Order ( Peiqing (Anna) He)
Jan. 22/13 Order (Keith Kee-Peng Tan)
Jan. 17/13 Notice of Settlement Hearing (Keith Kee-Peng Tan)
Jan. 17/13 Notice of Settlement Hearing (Peiqing (Anna) He)
Jan. 17/13 Settlement Agreement (Peiqing (Anna) He)
Jan. 03/13 Settlement Agreement (Keith Kee-Peng Tan)
Dec. 06/12 News Release (MFDA adjourns Hearing on the Merits in the matter of Peiqing (Anna) He )
Sept. 25/12 News Release (MFDA Hearing Panel sets Hearing dates in the matter of Peiqing (Anna) He, Christina Lin, Keith Kee-Peng Tan and Yue Brenda Zhou)
Sept. 25/12 Order
Aug. 15/12 News Release (MFDA Hearing Panel sets date for next appearance in the matter of Peiqing (Anna) He, Christina Lin, Keith Kee-Peng Tan and Yue Brenda Zhou)
Aug. 15/12 Order
June 26/12 News Release (MFDA Hearing Panel adjourns first appearance in the matter of Peiqing (Anna) He, Christina Lin, Keith Kee-Peng Tan and Yue Brenda Zhou)
June 26/12 Order
May 02/12 News Release (MFDA announces disciplinary proceeding in respect of Peiqing (Anna) He, Christina Lin, Keith Kee-Peng Tan and Yue Brenda Zhou)
Apr. 20/12 Notice of Hearing
Accessibility Policy |Disclaimer and Privacy | Print this page
Copyright © 2007 Mutual Fund Dealers Association of Canada. All rights reserved.