Regarding Location Date of Issue and Document Type
Barbara Man
(File No. 201314)
Apr. 21/15 Case Summary (Hearing Panel Imposes Penalties on Barbara Suk Yee Man)
May 6/14 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Barbara Man)
May 5/14 Reasons for Decision
Nov. 06/13 News Release (MFDA Hearing Panel makes findings against Barbara Man)
Nov. 06/13 Order
July 17/13 News Release (MFDA sets date for Hearing on the Merits in the matter of Barbara Man)
May 21/13 News Release (MFDA announces disciplinary proceeding in respect of Barbara Man)
May 10/13 Notice of Hearing
Accessibility Policy |Disclaimer and Privacy | Print this page
Copyright © 2007 Mutual Fund Dealers Association of Canada. All rights reserved.