The Notices of Hearing, Notices of Settlement Hearing and Notices of Application on the "Current Cases" page contain unproven allegations. Please refer to the "Completed Cases" page for disciplinary proceedings in which allegations have been proved.

Regarding	Case No.	Location	Hearings Documents
A
Arseneau, Thomas G.	201115	Fredericton	View Details > > >
B
Batac, Ellen; Gaminde, Hazel; Macareag, Dandy; Martin, Cesar; and Ocampo, Lilibeth	201142	Toronto	View Details > > >
Brower-Berkhoven, Russell	201126	Calgary	View Details > > >
C
Chiang, Hsi Chun	201105	Vancouver	View Details > > >
D
Devries, Scott	201110	Toronto	View Details > > >
DeVuono, Enzo	201102	Vancouver	View Details > > >
Dhindsa, Bayant	201119	Vancouver	View Details > > >
F
FundEX Investments Inc.	200932	Toronto	View Details > > >
G
Gentile, Gabriele	201042	Halifax	View Details > > >
H
Hamzi, Youssef	201118	Toronto	View Details > > >
Harvey, Michael Darrell	201108	Toronto	View Details > > >
Harvey, Michael Labrick	201112	Vancouver	View Details > > >
I
Investia Financial Services Inc.	201031	Toronto	View Details > > >
J
Jain, Anu	201130	Toronto	View Details > > >
K
Killins, Jennifer	201109	Toronto	View Details > > >
L
Legare, Marlene (Case Under Review)	200813	Vancouver	View Details > > >
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M
Mammone, Roberto	201113	Toronto	View Details > > >
Mason, Jade	201138	Halifax	View Details > > >
Monarch Wealth Corporation	201019	Toronto	View Details > > >
N
Nunweiler, Conrad	201030	Vancouver	View Details > > >
P
Parke, Stanley	201127	Calgary	View Details > > >
Peters, Chad	201120	Toronto	View Details > > >
Potter, David	201038	Toronto	View Details > > >
S
Sakkejha, Mark	201140	Toronto	View Details > > >
Simba, Muchoki	201114	Toronto	View Details > > >
W
W.H. Stuart Mutuals Ltd.	201035	Toronto	View Details > > >
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