Enforcement Hearings - Current Cases
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The Notices of Hearing, Notices of Settlement Hearing and Notices of Application on the "Current Cases" page contain unproven allegations. Please refer to the "Completed Cases" page for disciplinary proceedings in which allegations have been proved.

Regarding Case No. Location Hearings Documents
A
Are, Ayokunnu 201231 Toronto View Details > > >
B
Bangyay, Richard 201238 Toronto View Details > > >
Batac, Ellen; Gaminde, Hazel; Macareag, Dandy; Martin, Cesar; and Ocampo, Lilibeth 201142 Toronto View Details > > >
Bolt, Shawn 201305 Toronto View Details > > >
Brauns, Peter Haralds 201203 Toronto View Details > > >
Byce, Kelvin 201311 Toronto View Details > > >
C
Cavalli, Ricardo 201259 Calgary View Details > > >
Cavan, Lodovico 201313 Toronto View Details > > >
Chan, Dorothy 201257 Vancouver View Details > > >
Comeau, Jack 201217 Saskatoon View Details > > >
Crompton, Bradley 201258 Toronto View Details > > >
D
De Backer, Jacqueline 201227 & 201228 Toronto View Details > > >
G
Gaunt, Geoffrey
201232 Halifax View Details > > >
Gentile, Gabriele

201042

Halifax View Details > > >
H
Haylock, Kimberly 201243 Toronto View Details > > >
Hesselink, Christiaan Albert 201315 Toronto View Details > > >
L
Lin, Christina and Zhou, Yue Brenda 201211 Toronto View Details > > >
Lipovetsky, Daniel 201252 Toronto View Details > > >
M
Man, Barbara 201314 Toronto View Details > > >
Maynes, William 201247 Toronto View Details > > >
McIntosh, Leslie 201208 Calgary View Details > > >
McPherson, Corey 201209 Victoria View Details > > >
O
Ogalino, Estrella 201248 Toronto View Details > > >
P
PDQ Financial Services Inc. and Cesidio Negri 201234 Toronto View Details > > >
Popovich, George 201240 Windsor View Details > > >
Pretty, Arthur George 201128 Corner Brook View Details > > >
Q
Qi, Zhengwen and Huang, Xiaodan 201253 Toronto View Details > > >
R
Roskaft, Reginald 201317 Toronto View Details > > >
Rush, Robert Bruce 201241 Vancouver View Details > > >
S
Smilestone, Hugh 201129 Halifax View Details > > >
Stones, Jeremy 201245 Toronto View Details > > >
T
Tan, Keith Kee-Peng 201211 Toronto View Details > > >
Teelucksingh, Edmund 201254 Toronto View Details > > >
Theroux, Alain 201307 Toronto View Details > > >
Thiessen, Robert and Wealth Advisory Services Ltd. 201225 Toronto View Details > > >
Tong, Tony Siu Fai 201239 Calgary View Details > > >
V
VandenBoomen, Elizabeth 201306 Toronto View Details > > >
W
W. H. Stuart Mutuals Ltd. and Marilyn Dianne Stuart 201308 Toronto View Details > > >


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