Enforcement Hearings - Current Cases
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The Notices of Hearing, Notices of Settlement Hearing and Notices of Application on the "Current Cases" page contain unproven allegations. Please refer to the "Completed Cases" page for disciplinary proceedings in which allegations have been proved.

Regarding File No. Location Hearings Documents
A
Aksomitis, Carla-Marie 201531 Nova Scotia View Details > > >
Aleshka, Adam 201543 Winnipeg View Details > > >
Anders, Raymond 201550 Regina View Details > > >
B
Bansal, Gurpeet 201566 Kelowna View Details > > >
Blundell, Brian 201557 Vancouver View Details > > >
Brinson, Ronald Bruce 201344 Halifax View Details > > >
C
Chan, Nathaniel Ming Shan 201564 Surrey View Details > > >
Chang, Russell 201431 Vancouver View Details > > >
Chau, Anthony 201406 Toronto View Details > > >
Cheung, Stephen 201502 Vancouver View Details > > >
Coehlo, Jose 101551 Toronto View Details > > >
Cox, Jeffrey 201515 Winnipeg View Details > > >
D
De Backer, Jacqueline 201227 & 201228 Toronto View Details > > >
Duhan, Michael 201526 Halifax View Details > > >
F
Fenton, Richard 201607 Toronto View Details > > >
Foley, Derrick 201547 Toronto View Details > > >
G
Garofalo, Christopher M. 201603 Dundas View Details > > >
Gentile, Gabriele

201042

Halifax View Details > > >
Goolcharan, Shaun 201548 Winnipeg View Details > > >
Gowing, Catherine Ann 201560 Toronto View Details > > >
H
Harrigan, Michael 201415 Dartmouth View Details > > >
Harris, Martin 201558 Coquitlam View Details > > >
Huang, Lisa 201538 Toronto View Details > > >
Husain, Mohammed 201556 Vancouver View Details > > >
I
International Capital Management Inc. 201565 Toronto View Details > > >
Ireland, David 201511 Ottawa View Details > > >
K
Kent, Robert John 201554 Saint John's View Details > > >
L
Latour, Gilles Robert 201561 Cornwall View Details > > >
Lee, Dong Hwan (Jack) 201534 Riverview View Details > > >
Lee, Hyun Chul 201542 Vancouver View Details > > >
Li, Yan Feng 201434 Toronto View Details > > >
M
MacDonald, Craig 201506 Calgary View Details > > >
MacWhirter, Daniel 201541 Toronto View Details > > >
Martin, Jeremy 201602 Halifax View Details > > >
Mazzotta, Carmine 201511 Ottawa View Details > > >
Mckenzie, Sherry 201508 Toronto View Details > > >
Mushaluk, Jeffrey 201545 Vancouver View Details > > >
N
Ng, Seung Tung (Eric) 201539 Toronto View Details > > >
O
Okopny, Edward 201512 Toronto View Details > > >
Oosterveld, Jack 201514 Edmonton View Details > > >
P
Pang, Peter Chi Yan 201563 Vancouver View Details > > >
Poirier, Michelle 201604 Toronto View Details > > >
R
Reeves, Scott 201509 Toronto View Details > > >
Romain, Ernest 201606 Toronto View Details > > >
S
Sanchez, John Paul 201565 Toronto View Details > > >
Sarang, Lakhjit 201535 Vancouver View Details > > >
Stuart, Marilyn Dianne 201426 Toronto View Details > > >
Stuart, Walter Howard 201426 Toronto View Details > > >
Sukman, Terry 201519 Toronto View Details > > >
T
TeamMax Investment Corporation 201406 Toronto View Details > > >
Tewahade, Bemelekot 201425 Toronto View Details > > >
V
Visneskie, Mervin 201553 Toronto View Details > > >
W
Warren, Rodney 201540 Vancouver View Details > > >
Wayne, Clinton 201507 Toronto View Details > > >
Weller, James 201544 Toronto View Details > > >
W. H. Stuart Mutuals Ltd. 201426 Toronto View Details > > >
Wilson, Grant 201562 Toronto View Details > > >
Wolfenden, John 201516 Toronto View Details > > >
Wright, John Mark 201321 Toronto View Details > > >
Y
Yeung, Cho Shan 201502 Vancouver View Details > > >
Z
Zukiwski, Kenneth 201552 Toronto View Details > > >
 


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