Enforcement Hearings - Current Cases
A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z

The Notices of Hearing, Notices of Settlement Hearing and Notices of Application on the "Current Cases" page contain unproven allegations. Please refer to the "Completed Cases" page for disciplinary proceedings in which allegations have been proved.

Regarding File No. Location Hearings Documents
A
Adair, Mirella 201681 Calgary View Details > > >
Anders, Raymond 201550 Regina View Details > > >
B
Bandola, Lori 201657 Edmonton View Details > > >
Boldt, Jason 201649 Edmonton View Details > > >
C
Careless, David 201623 Toronto View Details > > >
Carney, James Gerard 201646 Brampton View Details > > >
Chau, Anthony 201406 Toronto View Details > > >
Cheng, Raymond 201648 Toronto View Details > > >
Comeau, Jack L. 201609 Saskatoon View Details > > >
Cormier, Brian 201685 Toronto View Details > > >
Courneya, Mark 201639 Toronto View Details > > >
Courneya, Paul 201640 Toronto View Details > > >
Cummins, Deborah 201645 Toronto View Details > > >
Curtis, James 201687 Toronto View Details > > >
D
Dibbley, Ryan 201655 Hamilton View Details > > >
Djekic, Branislav Robert 201675 Windsor View Details > > >
Dorzek, Anthony 201676 Oakville View Details > > >
Doyle, Andrew Leonard 201651 Welland View Details > > >
Doyle, Gerald 201665 Ottawa View Details > > >
Doyle, Leonard Ambrose 201650 Fenwick View Details > > >
Dritsoulas, Luke 201611 Toronto View Details > > >
Duffey, Jeffery 201686 Ottawa View Details > > >
F
Fauth, Sharon 201610 Calgary View Details > > >
G
Ghose, Kallol 201671 Toronto View Details > > >
Gilboord, Bruce David 201658 Toronto View Details > > >
H
Hare, Jonathan 201670 Cambridge View Details > > >
Harrigan, Michael 201415 Dartmouth View Details > > >
Herner, Valery 201546 St. Catharines View Details > > >
Holowaty, John 201680 Thunder Bay View Details > > >
I
International Capital Management Inc. 201565 Toronto View Details > > >
IPC Investment Corporation 201659 Toronto View Details > > >
Iturralde, Mary Dee Happy 201684 Toronto View Details > > >
J
Joudrey, Mary 201653 Niagara Falls View Details > > >
K
Kodric, John 201618 Brampton View Details > > >
L
Lamarre, Stéphane 201667 Ottawa View Details > > >
Latour, Gilles Robert 201561 Cornwall View Details > > >
Lee, Dong Hwan (Jack) 201534 Riverview View Details > > >
Lemay, Roland 201634 Vancouver View Details > > >
Lewin, Philip 201656 Kitchener View Details > > >
Li, Yan Feng 201434 Toronto View Details > > >
M
MacKinnon, Gerard 201617 Halifax View Details > > >
MacPherson, Jonathan 201621 Calgary View Details > > >
Mazzotta, Carmine 201511 Ottawa View Details > > >
Mckenzie, Sherry 201508 Cambridge View Details > > >
Meunier, Jacqueline 201657 Edmonton View Details > > >
Monforton, Marc 201673 Goderich View Details > > >
Morin, Todd 201666 Ottawa View Details > > >
O
Orfali, Paul N. 201614 Gloucester View Details > > >
P
Pereira, Maria Peregrina Fernandes Dias 201652 Mississauga View Details > > >
Phillips, Robert Kenneth 201631 Calgary View Details > > >
Plunkett, Garth 201682 Calgary View Details > > >
Q
Quadrus Investment Services Ltd. 201690 Toronto View Details > > >
R
Rambarran, Mohabeer 201629 Vaughan View Details > > >
Reeves, Scott 201509 Toronto View Details > > >
Rousseau, Jean-Francois 201672 Etobicoke View Details > > >
S
Sanchez, John Paul 201565 Toronto View Details > > >
Singer, Christopher J. 201636 White Rock View Details > > >
Solis, Timothy 201677 Milton View Details > > >
Symes, Charles 201630 Moncton View Details > > >
T
TeamMax Investment Corporation 201406 Toronto View Details > > >
Techer, Tanis Karen 201662 Edmonton View Details > > >
V
Vaillancourt, Claude 201643 Toronto View Details > > >
Van Schothorst, Gerard 201678 Lethbridge View Details > > >
Varteresian, Peter 201660 Halifax View Details > > >
Visneskie, Mervin 201553 Toronto View Details > > >
W
Wallace, Aubrey Reid 201683 Truro View Details > > >
Wayne, Clinton 201507 Toronto View Details > > >
Wemple, Paul 201654 Toronto View Details > > >
White, Charles James 201625 Truro View Details > > >
Wolfenden, John 201516 Toronto View Details > > >
Wray, William G. 201661 Alliston View Details > > >
Y
Young, Robert Henry 201679 Halifax View Details > > >
 


Accessibility Policy | Disclaimer and Privacy | Print this page
Copyright © 2007 Mutual Fund Dealers Association of Canada. All rights reserved.