Enforcement Hearings - Current Cases
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The Notices of Hearing, Notices of Settlement Hearing and Notices of Application on the "Current Cases" page contain unproven allegations. Please refer to the "Completed Cases" page for disciplinary proceedings in which allegations have been proved.

Regarding File No. Location Hearings Documents
A
Anders, Raymond 201550 Regina View Details > > >
B
Bansal, Gurpeet 201566 Kelowna View Details > > >
Barak, Zohar 201635 Ottawa View Details > > >
Bhathal, Rupinder K. 201637 Abbotsford View Details > > >
C
Careless, David 201623 Toronto View Details > > >
Carney, James Gerard 201646 Brampton View Details > > >
Chau, Anthony 201406 Toronto View Details > > >
Cheung, Stephen 201502 Vancouver View Details > > >
Courneya, Mark 201639 Toronto View Details > > >
Courneya, Paul 201640 Toronto View Details > > >
Cummins, Deborah 201645 Toronto View Details > > >
D
Davis, Keith 201615 Edmonton View Details > > >
Dritsoulas, Luke 201611 Toronto View Details > > >
E
Estabrooks, Tony Nathan 201638 Edmonton View Details > > >
F
Fauth, Sharon 201610 Calgary View Details > > >
G
Garries, Nathan 201605 Edmonton View Details > > >
Gilboord, Bruce David 201658 Toronto View Details > > >
H
Harrigan, Michael 201415 Dartmouth View Details > > >
Herner, Valery 201546 St. Catharines View Details > > >
Huang, Henry 201570 Toronto View Details > > >
Huang, Lisa 201538 Toronto View Details > > >
I
International Capital Management Inc. 201565 Toronto View Details > > >
Ireland, David 201511 Ottawa View Details > > >
L
Latour, Gilles Robert 201561 Cornwall View Details > > >
Lee, Dong Hwan (Jack) 201534 Riverview View Details > > >
Lemay, Roland 201634 Vancouver View Details > > >
Li, Yan Feng 201434 Toronto View Details > > >
M
MacDonald, Craig 201506 Calgary View Details > > >
MacKinnon, Gerard 201617 Halifax View Details > > >
MacPherson, Jonathan 201621 Calgary View Details > > >
Martin, Charles 201627 Kitchener View Details > > >
Mazzotta, Carmine 201511 Ottawa View Details > > >
Mckenzie, Sherry 201508 Toronto View Details > > >
Mushaluk, Jeffrey 201545 Salmon Arm View Details > > >
O
Okopny, Edward 201512 Toronto View Details > > >
Oosterveld, Jack 201514 Edmonton View Details > > >
Orfali, Paul N. 201614 Toronto View Details > > >
P
Pereira, Maria Peregrina Fernandes Dias 201652 Mississauga View Details > > >
Phillips, Robert Kenneth 201631 Calgary View Details > > >
Poirier, Michelle 201604 Edmonton View Details > > >
R
Rambarran, Mohabeer 201629 Vaughan View Details > > >
Reeves, Scott 201509 Toronto View Details > > >
Romain, Ernest 201606 Toronto View Details > > >
S
Sanchez, John Paul 201565 Toronto View Details > > >
Singer, Christopher J. 201636 White Rock View Details > > >
Smith, Melissa 201641 Antigonish View Details > > >
St. John, Donald 201632 Toronto View Details > > >
Stolarz, Frank 201642 Dartmouth View Details > > >
Symes, Charles 201630 Moncton View Details > > >
T
TeamMax Investment Corporation 201406 Toronto View Details > > >
V
Vaillancourt, Claude 201643 Toronto View Details > > >
Visneskie, Mervin 201553 Toronto View Details > > >
W
Warren, Rodney 201540 Langley View Details > > >
Wayne, Clinton 201507 Toronto View Details > > >
White, Charles James 201625 Truro View Details > > >
Wolfenden, John 201516 Toronto View Details > > >
Y
Yeung, Cho Shan 201502 Vancouver View Details > > >
 


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