Enforcement Hearings - Current Cases
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The Notices of Hearing, Notices of Settlement Hearing and Notices of Application on the "Current Cases" page contain unproven allegations. Please refer to the "Completed Cases" page for disciplinary proceedings in which allegations have been proved.

Regarding File No. Location Hearings Documents
A
Abate, Paolo 201412 Toronto View Details > > >
Adams, William Morris 201255 & 201258 Toronto View Details > > >
Are, Ayokunnu 201231 Toronto View Details > > >
Aul, Charanjit 201429 Vancouver View Details > > >
B
Badasha, Avtar 201424 Vancouver View Details > > >
Barnai, Brent L. 201325 Toronto View Details > > >
Brinson, Ronald Bruce 201344 Halifax View Details > > >
Brown, Edward 201413 Gander View Details > > >
C
Chang, Russell 201431 Vancouver View Details > > >
Chau, Anthony 201406 Toronto View Details > > >
Cliche, Mark 201428 Toronto View Details > > >
Crompton, Bradley 201255 & 201258 Toronto View Details > > >
Crompton, Michelle Anne 201255 & 201258 Toronto View Details > > >
D
De Backer, Jacqueline 201227 & 201228 Toronto View Details > > >
Dhillon, Sital Singh Harjinder 201410 Toronto View Details > > >
Dhur, Richard J. 201439 Toronto View Details > > >
Dorrington, Francis 201409 Toronto View Details > > >
Duggal, Sanjeev 201364 Toronto View Details > > >
E
Eagan, Conrad 201416 Ottawa View Details > > >
Edmond, Paul 201422 Winnipeg View Details > > >
Emery, David 201363 Toronto View Details > > >
Equity Associates Inc. 201251 Toronto View Details > > >
F
Frank, Gabriel 201407 Toronto View Details > > >
Fricker, Stephen 201117 Toronto View Details > > >
G
Gentile, Gabriele

201042

Halifax View Details > > >
H
Harrigan, Michael 201415 Dartmouth View Details > > >
Henderson, William Craig 201255 & 201258 Toronto View Details > > >
Ho, Kitty 201430 Toronto View Details > > >
Hounsome, Kathleen 201411 Toronto View Details > > >
K
Kahlon, Jarnail 201438 Toronto View Details > > >
Karas, David 201320 Toronto View Details > > >
Karasick, Kenneth 201427 Vancouver View Details > > >
L
Laurie, Joseph 201301 Springhill View Details > > >
Li, Yan Feng 201434 Toronto View Details > > >
M
Mahmood, Iftikhar 201365 Toronto View Details > > >
MonArc Money Solutions Inc. 201341 Toronto View Details > > >
P
Phillips, Christopher 201368 Fredericton View Details > > >
Popovich, George 201240 Windsor View Details > > >
R
Rajpal, Binni 201362 Toronto View Details > > >
Rempel, Edward 201348 Toronto View Details > > >
S
Shaw, Frank K. 201437 Toronto View Details > > >
Snyder, Lloyd 201330 Charlottetown View Details > > >
Stanley-Beitz, Mary 201435 Toronto View Details > > >
Stuart, Marilyn Dianne 201426 Toronto View Details > > >
Stuart, Walter Howard 201426 Toronto View Details > > >
Swerdelian, Clayton 201237 Calgary View Details > > >
T
Tahir, Mohamed 201433 Toronto View Details > > >
TeamMax Investment Corporation 201406 Toronto View Details > > >
Tewahade, Bemelekot 201425 Toronto View Details > > >
Thiessen, Robert 201225 Toronto View Details > > >
V
Vatanchi, Rouzbeh 201430 Toronto View Details > > >
W
Wealth Advisory Services Ltd. 201225 Toronto View Details > > >
Webster, Ian Omar 201255 & 201258 Toronto View Details > > >
W. H. Stuart Mutuals Ltd. 201426 Toronto View Details > > >
Wright, John Mark 201321 Toronto View Details > > >
Y
Yanaky, Daniel 201403 Toronto View Details > > >
 


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