Enforcement Hearings - Current Cases
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The Notices of Hearing, Notices of Settlement Hearing and Notices of Application on the "Current Cases" page contain unproven allegations. Please refer to the "Completed Cases" page for disciplinary proceedings in which allegations have been proved.

Regarding Case No. Location Hearings Documents
A
Adams, William Morris 201255 & 201258 Toronto View Details > > >
Addison, Blair 201338 Toronto View Details > > >
Andrews, Don 201324 Toronto View Details > > >
Are, Ayokunnu 201231 Toronto View Details > > >
B
Barnai, Brent L. 201325 Toronto View Details > > >
Batac, Ellen 201142 Toronto View Details > > >
Breuer, Michael 201358 Vancouver View Details > > >
Brinson, Ronald Bruce 201344 Halifax View Details > > >
C
Chin, Alfonso 201361 Toronto View Details > > >
Cormylo, William 201323 Calgary View Details > > >
Crompton, Bradley 201255 & 201258 Toronto View Details > > >
Crompton, Michelle Anne 201255 & 201258 Toronto View Details > > >
D
Daues, Byron H. 201339 Toronto View Details > > >
De Backer, Jacqueline 201227 & 201228 Toronto View Details > > >
Deming, Penny 201337 Vancouver View Details > > >
Dhillon, Sital Singh Harjinder 201410 Toronto View Details > > >
Durotoye, Adeolu 201328 Toronto View Details > > >
F
Frank, Gabriel 201407 Toronto View Details > > >
Fried, Mervyn 201242 Toronto View Details > > >
G
Gaminde, Hazel 201142 Toronto View Details > > >
Gentile, Gabriele

201042

Halifax View Details > > >
Gragasin, Donato 201249 Winnipeg View Details > > >
Greenberg, Murray 201326 Calgary View Details > > >
Griffith, Bradley 201329 Toronto View Details > > >
H
Henderson, William Craig 201255 & 201258 Toronto View Details > > >
Henschel, Stuart 201319 Calgary View Details > > >
Hounsome, Kathleen 201411 Toronto View Details > > >
Hunt, Barry 201342 Toronto View Details > > >
I
Izzio, Peter 201355 Toronto View Details > > >
K
Karas, David 201320 Toronto View Details > > >
L
Laurie, Joseph 201301 Springhill View Details > > >
Lin, Christina 201211 Toronto View Details > > >
M
Macareag, Dandy 201142 Toronto View Details > > >
Man, Barbara 201314 Toronto View Details > > >
Martin, Cesar 201142 Toronto View Details > > >
Mawer, Bruce 201331 Edmonton View Details > > >
MonArc Money Solutions Inc. 201341 Toronto View Details > > >
O
Ocampo, Lilibeth 201142 Toronto View Details > > >
P
Pattenden, Brodie 201354 Calgary View Details > > >
Popovich, George 201240 Windsor View Details > > >
Powell, Katrina 201326 Calgary View Details > > >
Pretty, Arthur George 201128 Corner Brook View Details > > >
R
Rempel, Edward 201348 Toronto View Details > > >
S
Sarna, Vinay 201404 Toronto View Details > > >
Scribnock, James 201322 Toronto View Details > > >
Shaw, Robert Andrew 201359 Toronto View Details > > >
Snyder, Lloyd 201330 Charlottetown View Details > > >
Sobrevilla Arsenio 201351 Winnipeg View Details > > >
Sowunmi, Sofela 201328 Toronto View Details > > >
Sulkers, Collin 201318 Winnipeg View Details > > >
Swerdelian, Clayton 201237 Calgary View Details > > >
T
Thiessen, Robert 201225 Toronto View Details > > >
V
Villarin, Dennis 201352 Winnipeg View Details > > >
Visanji, Mahmoud 201405 Toronto View Details > > >
W
Wealth Advisory Services Ltd. 201225 Toronto View Details > > >
Webster, Ian Omar 201255 & 201258 Toronto View Details > > >
Wright, John Mark 201321 Toronto View Details > > >
Y
Yanaky, Daniel 201403 Toronto View Details > > >
Young, Jeffrey 201324 Toronto View Details > > >
Z
Zhou, Yue Brenda 201211 Toronto View Details > > >


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