Enforcement Hearings - Current Cases
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The Notices of Hearing, Notices of Settlement Hearing and Notices of Application on the "Current Cases" page contain unproven allegations. Please refer to the "Completed Cases" page for disciplinary proceedings in which allegations have been proved.

Regarding File No. Location Hearings Documents
A
Abate, Paolo 201412 Toronto View Details > > >
Adams, William Morris 201255 & 201258 Toronto View Details > > >
Addison, Blair 201338 Toronto View Details > > >
Adeola, Tolu 201401 Toronto View Details > > >
Are, Ayokunnu 201231 Toronto View Details > > >
B
Balani, Lachman 201402 Toronto View Details > > >
Barnai, Brent L. 201325 Toronto View Details > > >
Beckford, Ioana 201421 Toronto View Details > > >
Breuer, Michael 201358 Vancouver View Details > > >
Brinson, Ronald Bruce 201344 Halifax View Details > > >
Brown, Edward 201413 Gander View Details > > >
Bulloch, Thomas 201417 Toronto View Details > > >
C
Chau, Anthony 201406 Toronto View Details > > >
Crompton, Bradley 201255 & 201258 Toronto View Details > > >
Crompton, Michelle Anne 201255 & 201258 Toronto View Details > > >
Cronin, Patrick 201414 Toronto View Details > > >
D
De Backer, Jacqueline 201227 & 201228 Toronto View Details > > >
Dhillon, Sital Singh Harjinder 201410 Toronto View Details > > >
Dorrington, Francis 201409 Toronto View Details > > >
E
Eagan, Conrad 201416 Ottawa View Details > > >
Emery, David 201363 Toronto View Details > > >
F
Frank, Gabriel 201407 Toronto View Details > > >
Fried, Mervyn 201242 Toronto View Details > > >
G
Gentile, Gabriele

201042

Halifax View Details > > >
Greenberg, Murray 201326 Calgary View Details > > >
H
Harrigan, Michael 201415 Dartmouth View Details > > >
Henderson, William Craig 201255 & 201258 Toronto View Details > > >
Hounsome, Kathleen 201411 Toronto View Details > > >
K
Karas, David 201320 Toronto View Details > > >
L
Latour, Gilles 201432 Toronto View Details > > >
Laurie, Joseph 201301 Springhill View Details > > >
M
Marshall, Robert 201408 Toronto View Details > > >
MonArc Money Solutions Inc. 201341 Toronto View Details > > >
P
Phillips, Christopher 201368 Fredericton View Details > > >
Popovich, George 201240 Windsor View Details > > >
Powell, Katrina 201326 Calgary View Details > > >
R
Rempel, Edward 201348 Toronto View Details > > >
Roche, Blair 201420 Calgary View Details > > >
S
Sarna, Vinay 201404 Toronto View Details > > >
Shaw, Robert Andrew 201359 Toronto View Details > > >
Snyder, Lloyd 201330 Charlottetown View Details > > >
Swerdelian, Clayton 201237 Calgary View Details > > >
T
TeamMax Investment Corporation 201406 Toronto View Details > > >
Thiessen, Robert 201225 Toronto View Details > > >
V
Visanji, Mahmoud 201405 Toronto View Details > > >
W
Wealth Advisory Services Ltd. 201225 Toronto View Details > > >
Webster, Ian Omar 201255 & 201258 Toronto View Details > > >
Welsh, Donald 201366 Toronto View Details > > >
Wright, John Mark 201321 Toronto View Details > > >
Y
Yanaky, Daniel 201403 Toronto View Details > > >
 


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