Enforcement Hearings - Current Cases
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The Notices of Hearing, Notices of Settlement Hearing and Notices of Application on the "Current Cases" page contain unproven allegations. Please refer to the "Completed Cases" page for disciplinary proceedings in which allegations have been proved.

Regarding File No. Location Hearings Documents
A
Aksomitis, Carla-Marie 201531 Nova Scotia View Details > > >
Anders, Raymond 201550 Regina View Details > > >
B
Bansal, Gurpeet 201566 Kelowna View Details > > >
Bartolini, Deborah 201601 Welland View Details > > >
Blundell, Brian 201557 Vancouver View Details > > >
C
Carty, Anthony 201568 Toronto View Details > > >
Chang, Russell 201431 Vancouver View Details > > >
Chau, Anthony 201406 Toronto View Details > > >
Cheung, Stephen 201502 Vancouver View Details > > >
D
Davis, Keith 201615 Edmonton View Details > > >
De Backer, Jacqueline 201227 & 201228 Toronto View Details > > >
Dritsoulas, Luke 201611 Toronto View Details > > >
F
Fauth, Sharon 201610 Calgary View Details > > >
Fenton, Richard 201607 Toronto View Details > > >
G
Garofalo, Christopher M. 201603 Dundas View Details > > >
Gibson, Ronald 201620 Langley View Details > > >
Gocool, Bobby 201628 Vaughan View Details > > >
H
Harrigan, Michael 201415 Dartmouth View Details > > >
Harris, Martin 201558 Coquitlam View Details > > >
Herner, Valery 201546 St. Catharines View Details > > >
Hogan, Orville 201567 Toronto View Details > > >
Huang, Henry 201570 Toronto View Details > > >
Huang, Lisa 201538 Toronto View Details > > >
I
International Capital Management Inc. 201565 Toronto View Details > > >
Ireland, David 201511 Ottawa View Details > > >
L
Latour, Gilles Robert 201561 Cornwall View Details > > >
Lee, Dong Hwan (Jack) 201534 Riverview View Details > > >
Lee, Hyun Chul 201542 Vancouver View Details > > >
Li, Yan Feng 201434 Toronto View Details > > >
M
MacDonald, Craig 201506 Calgary View Details > > >
MacKinnon, Gerard 201617 Halifax View Details > > >
MacPherson, Jonathan 201621 Calgary View Details > > >
Martin, Charles 201627 Toronto View Details > > >
Martin, Jeremy 201602 Halifax View Details > > >
Mazzotta, Carmine 201511 Ottawa View Details > > >
Mckenzie, Sherry 201508 Toronto View Details > > >
Moakler, John 201571 Toronto View Details > > >
Mushaluk, Jeffrey 201545 Vancouver View Details > > >
N
Ng, Seung Tung (Eric) 201539 Toronto View Details > > >
O
Okopny, Edward 201512 Toronto View Details > > >
Oosterveld, Jack 201514 Edmonton View Details > > >
Orfali, Paul N. 201614 Toronto View Details > > >
P
Pang, Peter Chi Yan 201563 Vancouver View Details > > >
Poirier, Michelle 201604 Toronto View Details > > >
R
Rambarran, Mohabeer 201629 Vaughan View Details > > >
Reeves, Scott 201509 Toronto View Details > > >
Romain, Ernest 201606 Toronto View Details > > >
S
Sanchez, John Paul 201565 Toronto View Details > > >
Stuart, Marilyn Dianne 201426 Toronto View Details > > >
Stuart, Walter Howard 201426 Toronto View Details > > >
Sukman, Terry 201519 Toronto View Details > > >
T
TeamMax Investment Corporation 201406 Toronto View Details > > >
Tewahade, Bemelekot 201425 Toronto View Details > > >
V
Visneskie, Mervin 201553 Toronto View Details > > >
W
Warren, Rodney 201540 Vancouver View Details > > >
Way, William 201613 Toronto View Details > > >
Wayne, Clinton 201507 Toronto View Details > > >
WFG Securities Inc. 201626 Toronto View Details > > >
White, Theon 201569 Toronto View Details > > >
W. H. Stuart Mutuals Ltd. 201426 Toronto View Details > > >
Wilson, Grant 201562 Toronto View Details > > >
Wolfenden, John 201516 Toronto View Details > > >
Wright, John Mark 201321 Toronto View Details > > >
Y
Yeung, Cho Shan 201502 Vancouver View Details > > >
Z
Zukiwski, Kenneth 201552 Toronto View Details > > >
 


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