MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.
| Roderick I. McLeod |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference - |
Appearance |
Feb. 16, 2010
10:00 a.m.
(Eastern) |
| Connor Financial Corporation and Joel Gerrett (Gerry) Connor |
Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Suite 1220
650 West Georgia Street
Vancouver, B.C.
- Via Teleconference - |
First Appearance |
Feb. 16, 2010
10:00 a.m.
(Pacific) |
| Douglas Bryan Ruemper |
Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Suite 1220
650 West Georgia Street
Vancouver, B.C.
- Via Teleconference - |
First Appearance |
Feb. 25, 2010
10:00 a.m.
(Pacific) |
| Kevin Desbois |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
March 9, 2010
10:00 a.m.
(Eastern) |
| Alan Roy Kruss |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Settlement Hearing |
March 24, 2010
10:00 a.m.
(Eastern) |
| Paul A. Henry |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
March 29, 2010
10:00 a.m.
(Eastern) |
| The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
April 5-9, 2010
10:00 a.m.
(Eastern) |
| David William John Irwin |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
April 12-14, 2010
10:00 a.m.
(Eastern) |
| Marlene Legare |
Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Wosk Centre for Dialogue
580 West Hastings Street
Vancouver, B.C. |
Hearing on the Merits |
April 19-23, 2010
10:00 a.m.
(Pacific) |
| Michael Rosenfelder |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
April 20, 2010
10:00 a.m.
(Eastern) |
ASL Direct Inc. and
Adrian Samuel Leemhuis |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
April 21-23, 2010
April 26-30, 2010
May 11-14, 2010 (Tentative)
May 18 and 20-21, 2010 |
| Kent Westgard |
Hearing Panel of the MFDA Prairie Regional Council
- Venue to be Announced -
|
Hearing on the Merits |
April 29-30, 2010
10:00 a.m.
(Mountain) |
| Luc Laverdiere |
Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced - |
Hearing on the Merits |
May 3, 2010
10:00 a.m.
(Pacific) |
| Jeffrey Levy |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
May 19, 2010
10:00 a.m.
(Eastern) |
| Carmen Moerike |
Hearing Panel of the MFDA Prairie Regional Council
Regina, Saskatchewan
- Venue to be Announced -
|
Hearing on the Merits |
May 27-28, 2010
10:00 a.m.
(Central) |
| Michael B. Johns |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
June 2-4, 2010
10:00 a.m.
(Eastern) |
| Brian Nerdahl |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
June 14-15, 2010
10:00 a.m.
(Eastern) |
| Nathan H. Disenhouse |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
June 18, 21-22 and 24, 2010
10:00 a.m.
(Eastern) |
| Calogero Arcuri |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
June 25, 2010
10:00 a.m.
(Eastern) |
Colin Michael Corner,
Heather Darlene Halladay,
John Joseph Hanson,
Richard Gerald Moore and
James Edward Rainbird |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
July 5-6, 8-9 and 12-16, 2010
10:00 a.m.
(Eastern) |
