Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Keith Davis Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Royal Glenora Club
11160 River Valley Road Northwest
Edmonton, Alberta
Hearing on the Merits Sept. 28, 2016
10:00 a.m.
(Mountain)
Carmine Mazzotta and David Ireland Hearing Panel of the MFDA Central Regional Council
Hearing Room, XChange Conference Centre
Suite 1760, 121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 29, 2016
10:00 A.M.
(Eastern)
Luke Dritsoulas Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Sept. 29, 2016
10:00 A.M.
(Eastern)
David Careless Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Appearance Sept. 29, 2016
10:00 A.M.
(Eastern)
Paul N. Orfali Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Sept. 29, 2016
10:00 A.M.
(Eastern)
Gerard MacKinnon

Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia

Settlement Hearing Sept. 30, 2016
10:00 A.M.
(Atlantic)
Jason Boldt Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -
First Appearance Oct. 3, 2016
10:00 A.M.
(Eastern)
Rupinder K. Bhathal Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street,
Vancouver, British Columbia
Hearing on the Merits Oct. 6, 2016
10:00 A.M.
(Pacific)
Gurpreet Singh Bansal Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street,
Vancouver, British Columbia
Hearing on the Merits Oct. 6, 2016
10:00 A.M.
(Pacific)
Kathryn Nokony Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission
1200-701 West Georgia Street,
Vancouver, British Columbia
Settlement Hearing Oct. 6, 2016
10:00 A.M.
(Pacific)
Charles Martin Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 11-12, 2016
10:00 A.M.
(Eastern)
International Capital Management Inc. and John Paul Sanchez Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 17-21, 2016
10:00 A.M.
(Eastern)
Jonathan MacPherson Hearing Panel of the MFDA Prairie Regional Council
Calgary, Alberta
- Venue to be Announced -
Hearing on the Merits Oct. 18, 2016
10:00 A.M.
(Mountain)
Scott Reeves Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 19-20, 2016
10:00 A.M.
(Eastern)
Melissa Smith Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia
Settlement Hearing Oct. 20, 2016
10:00 A.M.
(Atlantic)
Frank Stolarz Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia
Settlement Hearing Oct. 20, 2016
10:00 A.M.
(Atlantic)
Nathan Garries Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Delta Edmonton Centre Suites Hotel
10222–102 Street
Edmonton, Albert
Settlement Hearing Oct. 24, 2016
10:00 A.M.
(Eastern)
John Kodric Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance Oct. 25, 2016
9:30 A.M.
(Eastern)
Clinton Wayne Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Motion Oct. 25, 2016
10:00 A.M.
(Eastern)
Sharon Fauth Hearing Panel of the MFDA Prairie Regional Council
Calgary, Alberta
- Venue to be Announced -
Hearing on the Merits Oct. 26, 2016
10:00 a.m.
(Mountain)
Philip Lewin Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance Oct. 27, 2016
9:00 A.M.
(Eastern)
William G. Wray Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Oct. 27, 2016
9:30 A.M.
(Eastern)
Mark Courneya Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing

Oct. 27, 2016
10:00 A.M.
(Eastern)

Paul Courneya Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Oct. 27, 2016
10:00 A.M.
(Eastern)
Deborah Cummins Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Oct. 27, 2016
10:00 A.M.
(Eastern)
Raymond Cheng Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Oct. 27, 2016
10:00 A.M.
(Eastern)
Yan Feng Li Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Appearance Oct. 31, 2016
10:00 A.M.
(Eastern)
Tanis Karen Techer Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Delta Edmonton Centre Suites Hotel
10222 – 102 Street
Edmonton, Alberta
Settlement Hearing Nov. 03, 2016
10:00 A.M.
(Mountain)
Jacqueline Meunier and Lori Bandola Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Delta Edmonton Centre Suites Hotel
10222 – 102 Street
Edmonton, Alberta
Settlement Hearing Nov. 08, 2016
10:00 A.M.
(Mountain)
Valery Herner Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Nov. 14-15, 2016
10:00 A.M.
(Eastern)
Roland Lemay Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -
Hearing on the Merits Nov. 22-24, 2016
10:00 A.M.
(Pacific)
Mohabeer Rambarran Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Nov. 24, 2016
10:00 A.M.
(Eastern)
Bruce Gilboord Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Nov. 24, 2016
10:00 A.M.
(Eastern)
Kallol Ghose Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Nov. 24, 2016
10:00 A.M.
(Eastern)
Marc Monforton Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Nov. 24, 2016
10:00 A.M.
(Eastern)
Peter Varteresian Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia
Settlement Hearing Dec. 01/16
10:00 A.M.
(Atlantic)
Robert Phillips Hearing Panel of the MFDA Prairie Regional Council
Calgary, Alberta
- Venue to be Announced -
Hearing on the Merits Dec. 9, 2016
10:00 A.M.
(Mountain)
Gerald Doyle Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Dec. 13, 2016
10:00 A.M.
(Eastern)
Christopher J. Singer Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Dec. 13-15, 2016
10:00 A.M.
(Pacific)
Maria Peregrina Fernandes Dias Pereira Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance

Dec. 15, 2016
09:00 A.M.
(Eastern)

Claude Vaillancourt Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Dec. 15, 2016
10:00 A.M.
(Eastern)
Mary Joudrey Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Dec. 15, 2016
10:00 A.M.
(Eastern)
Andrew Leonard Doyle Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Dec. 15, 2016
10:00 A.M.
(Eastern)
Leonard Ambrose Doyle Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Dec. 15, 2016
10:00 A.M.
(Eastern)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia
Hearing on the Merits Dec. 20-22, 2016
10:00 A.M.
(Atlantic)
Charles White Hearing Panel of the MFDA Atlantic Regional Council
Halifax, Nova Scotia
- Venue to be Announced -
Hearing on the Merits Jan. 16-20, 2017
10:00 a.m.
(Atlantic)
Johnathan Hare Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hering Jan. 26, 2017
10:00 A.M.
(Eastern)
Mervin Visneskie Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits March 6-10, 2017
10:00 A.M.
(Eastern)
James Carney Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits April 18-20, 2017
10:00 A.M.
(Eastern)

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