Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Jeffrey Cox Hearing Panel of the MFDA Prairie Regional Council
- Via Teleconference -
First Appearance

Sept. 1, 2015
10:00 A.M.
(Mountain)

Russell Chang Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, B.C. Securities Commission
1200-701 West Georgia Street,
Vancouver, British Columbia
Hearing on the Merits Sept. 1-2, 2015
10:00 A.M.
(Pacific)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Appearance Sept. 3, 2015
10:00 A.M.
(Eastern)
Abner Hufanda Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, B.C. Securities Commission
1200-701 West Georgia Street,
Vancouver, British Columbia
Settlement Hearing Sept. 3, 2015
1:00 P.M.
(Pacific)
Terry Sukman Hearing Panel of the MFDA Central Regional Council
Toronto, Ontario
- Via Teleconference -
First Appearance Sept. 9, 2015
10:00 A.M.
(Eastern)
Michael Guglielmi Hearing Panel of the MFDA Central Regional Council
Toronto, Ontario
- Via Teleconference -
Appearance Sept. 10, 2015
9:30 A.M.
(Eastern)
Charanjit Aul Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Sept. 17-18, 2015
10:00 A.M.
(Pacific)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Sept. 21-25, 2015
10:00 A.M.
(Atlantic)
Gerald Daniel Rumball Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance Sept. 21, 2015
9:30 A.M.
(Eastern)
Conrad Eagan Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 21-25, 2015
10:00 A.M.
(Eastern)
Gerard Mok Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Appearance Sept. 24, 2015
9:00 A.M.
(Eastern)
Neil Rutley Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Sept. 24, 2015
10:00 a.m.
(Eastern)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Sept. 28 – Oct. 2, 2015
10:00 A.M.
(Atlantic)
Michael Raymond McBurney Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance Sept. 28, 2015
10:00 A.M.
(Eastern)
James Howard Munro Stuart Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance Sept. 28, 2015
10:00 A.M.
(Eastern)
Satya Agarwal Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 29-30, 2015
10:00 A.M.
(Eastern)
Michael Duhan Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -
First Appearance Oct. 5, 2015
10:30 A.M.
(Atlantic)
W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance Oct. 6, 2015
4:00 P.M.
(Eastern)
Craig MacDonald

Hearing Panel of the MFDA Prairie Regional Council
Winnipeg, Manitoba
- Location to be Announced -

Hearing on the Merits Oct. 7 2015
10:00 A.M.
(Central)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 19-21, 2015
10:00 A.M.
(Eastern)
Mansu Ding Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the merits Oct. 20-21, 2015
10:0 A.M.
(Eastern)
Stephen Cheung

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -

Hearing on the Merits Oct. 26, 2015
10:00 A.M.
(Pacific)
Grant Manning Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 27-28, 2015
10:00 A.M.
(Eastern)
Cho Shan Yeung

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -

Hearing on the Merits Oct. 28, 2015
10:00 A.M.
(Pacific)
Murray Wellman and Michael Wellman Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Oct. 29, 2015
10:00 A.M.
(Eastern)
Tarak Shah Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Oct. 29, 2015
10:00 A.M.
(Eastern)
Robert James Thiessen and Wealth Advisory Services Ltd. Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Penalty Hearing Nov. 24/15
9:30 A.M.
(Eastern)
Edward Okopny Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Nov. 30, 2015
10:00 A.M.
(Eastern)
Gabriele Gentile and Bruce Brinson Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia
Penalty Hearing Dec. 9, 2015
10:00 A.M.
(Atlantic)
Clinton Wayne Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Dec. 15, 2015
10:00 A.M.
(Eastern)
Jack Oosterveld Hearing Panel of the MFDA Prairie Regional Council
Edmonton, Alberta
- Venue to be Announced -
Hearing on the Merits Feb. 4-5, 2016
10:00 A.M.
(Mountain)
Sherry McKenzie Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Feb. 24, 2016
10:00 A.M.
(Eastern)
John Wolfenden Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 3-4, 2016
10:00 A.M.
(Eastern)

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