Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Stephen Fricker Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing March 3, 2015
10:00 a.m.
(Eastern)
Yan Feng Li Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance March 5, 2015
9:30 a.m.
(Eastern)
Mark Cliche Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing March 5, 2015
10:00 a.m.
(Eastern)
Sital Dhillon Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits March 6, 2015
10:00 a.m.
(Eastern)
Paul Edmond Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Manitoba Securities Commission
500-400 St. Mary Avenue
Winnipeg, Manitoba
Settlement Hearing March 6, 2015
10:00 a.m.
(Central)
William Morris Adams, Michelle Ann Crompton, William Craig Henderson and Ian Omar Webster & Bradley Crompton Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits March 9-12, 2015
10:00 a.m.
(Eastern)
Christopher Phillips Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Suite 300
Financial and Consumer Services Commission of New Brunswick
85 Charlotte Street Saint John, New Brunswick
Hearing on the Merits March 10, 2015
10:00 a.m.
(Atlantic)
W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Interim Appearance March 11, 2015
4:00 p.m. (Eastern)
George Popovich Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance March 11, 2015
4:30 p.m. (Eastern)
Binni Rajpal Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits March 19, 2015
10:00 a.m.
(Eastern)
Sanjeev Duggal Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits March 19, 2015
12:00 p.m.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -
Appearance March 20, 2015
10:00 a.m.
(Atlantic)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
First Appearance March 23, 2015
9:30 a.m.
(Eastern)
Francis Dorrington Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits March 23-25, 2015
10:00 a.m.
(Eastern)
Iftikhar Mahmood Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits March 26, 2015
10:00 a.m.
(Eastern)
Kenneth Karasick Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Suite 1220
650 West Georgia Street
Vancouver, British Columbia
- Via Teleconference-
First Appearance March 26, 2015
10:00 a.m.
(Pacific)
David Karas Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits March 30-31, 2015
10:00 a.m.
(Eastern)
Mohamed Tahir Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits April 7-9, 2015
10:00 a.m.
(Eastern)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits Apr. 13-17, 2015
10:00 A.M.
(Atlantic)
Rouzbeh Vatanchi and Kitty Ho Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits April 14, 2015
10:00 a.m. (Eastern)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits Apr. 20-24, 2015
10:00 A.M.
(Atlantic)
Mary Stanley-Beitz Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Apr. 20, 2015
10:00 a.m.
(Eastern)
Frank K. Shaw Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance Apr. 27, 2015
10:00 a.m.
(Eastern)
Richard Dhur Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance Apr. 27, 2015
10:00 a.m.
(Eastern)
Russell Chang Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Apr. 27-30, 2015
10:00 A.M.
(Pacific)
Edward Rempel Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 6, 2015
10:00 a.m.
(Eastern)
Equity Associates Inc. Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 25-29, 2015
10:00 a.m.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits June 1-5, 2015
10:00 a.m.
(Atlantic)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits June 8-12 2015
10:00 a.m.
(Atlantic)
Avtar Badasha Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -
Hearing on the Merits June 8-9, 2015
10:00 a.m.
(Pacific)
W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance June 24, 2015
9:00 a.m. (Eastern)
Charanjit Aul Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Sept. 17-18, 2015
10:00 a.m.
(Pacific)
Conrad Eagan Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 21-25, 2015
10:00 a.m.
(Eastern)

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