Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Dong Hwan (Jack) Lee

Hearing Panel of the MFDA Atlantic Regional Council
Delta Beausejour
750 Main Street
Moncton, New Brunswick

Settlement Hearing Feb. 12, 2016
10:00 A.M.
(Atlantic)
Jacqueline De Backer Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Appearance Feb. 12, 2016
10:00 A.M.
(Eastern)
W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Feb. 16, 2016
9:00 A.M.
(Eastern)
Raymond Anders Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850
800 - 6th Avenue S.W.
Calgary, Alberta
- Via Teleconference -
First Appearance Feb. 23, 2016
11:00 A.M.
(Mountain)
Sherry McKenzie Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Feb. 24, 2016
10:00 A.M.
(Eastern)
Christopher M. Garofalo Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
First Appearance Feb. 25, 2016
9:30 A.M.
(Eastern)
Kenneth Zukiwski Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Feb. 25, 2016
10:00 A.M.
(Eastern)
Grant Wilson Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Feb. 25, 2016
10:00 A.M.
(Eastern)
Scott Reeves Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Feb. 25-26, 2016
10:00 A.M.
(Eastern)
Edward Okopny Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Feb. 29 and March 1, 2016
10:00 A.M.
(Eastern)
Lakhjit Sarang Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission,
1200-701 West Georgia Street,
Vancouver, British Columbia
Settlement Hearing March 1, 2016
10:00 a.m.
(Pacific)
Brian Blundell Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission,
1200-701 West Georgia Street,
Vancouver, British Columbia
Settlement Hearing March 3, 2016
10:00 a.m.
(Pacific)
Nathaniel Ming Shan Chan Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission,
1200-701 West Georgia Street,
Vancouver, British Columbia
Settlement Hearing March 3, 2016
10:00 a.m.
(Pacific)
Robert John Kent Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Settlement Hearing March 4, 2016
10:00 A.M.
(Newfoundland)
Michelle Poirier Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850
800 - 6th Avenue S.W.
Calgary, Alberta
- Via Teleconference -
First Appearance March 7, 2016
11:00 A.M.
(Mountain)
Mohammed Husain Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -
Hearing on the Merits March 15-16, 2016
10:00 A.M..
(Pacific)
Hyun Chul Lee Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -
Hearing on the Merits March 16-17, 2016
10:00 A.M.
(Pacific)
Jeffrey Mushaluk Hearing Panel of the MFDA Pacific Regional Council
650 West Georgia Street,
Suite 1220
Vancouver, British Columbia
First Appearance March 21, 2016
10:00 A.M.
(Pacific)
Richard Fenton Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance March 31, 2016
9:00 A.M.
(Eastern)
Ernest Romain Hearing Panel of the MFDA Central Regional Council
- Via Teleconference-
First Appearance March 31, 2016
9:30 A.M.
(Eastern)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Appearance April 7-8, 2016
10:00 A.M.
(Atlantic)
Jeremy Martin Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Settlement Hearing April 12, 2016
10:00 A.M.
(Atlantic)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Apr. 18-22, 2016
10:00 A.M.
(Atlantic)
Terry Sukman Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits April 19-20, 2016
10:00 A.M.
(Eastern)
Jack Oosterveld Hearing Panel of the MFDA Prairie Regional Council
Edmonton, Alberta
- Venue to be Announced-
Hearing on the Merits April 28-29, 2016
10:00 A.M.
(Mountain)
Rodney Warren Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits May 2-6, 2016
10:00 a.m.
(Pacific)
John Wolfenden Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 3-4, 2016
10:00 A.M.
(Eastern)
Mervin Visneskie Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance May 9, 2016
10:00 A.M.
(Eastern)
Clinton Wayne Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 10, 2016
10:00 A.M.
(Eastern)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Penalty Hearing May 27, 2016
10:00 A.M.
(Eastern)
Gilles Robert Latour Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 30-31, 2016
10:00 A.M.
(Eastern)
Carmine Mazzotta and David Ireland Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 30-June 3, 2016
10:00 A.M.
(Eastern)
Seung Tung (Eric) Ng Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits June 16, 2016
10:00 A.M.
(Eastern)
Lisa Huang Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits June 23, 2016
10:00 A.M.
(Eastern)
John Mark Wright Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits

Sep. 15-16, 2016
10:00 A.M.
(Eastern)

International Capital Management Inc. and John Paul Sanchez Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits October 17-21, 2016
10:00 A.M.
(Eastern)

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