Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Mohamed Tahir Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits April 7-9, 2015
10:00 a.m.
(Eastern)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission
5251 Duke Street
Suite 400, Duke Tower
Halifax, Nova Scotia
Hearing on the Merits Apr. 13-17, 2015
10:00 A.M.
(Atlantic)
Rouzbeh Vatanchi and Kitty Ho Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits April 14, 2015
10:00 a.m. (Eastern)
Michelle Ann Crompton, William Craig Henderson and Bradley Crompton Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Penalty Hearing April 15, 2015
10:00 a.m.
(Eastern)
Avtar Badasha Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Charest Reporting Inc.,
1650 – 885 West Georgia St.
Vancouver, British Columbia
Settlement Hearing April 17, 2015
10:00 a.m.
(Pacific)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission
5251 Duke Street
Suite 400, Duke Tower
Halifax, Nova Scotia
Hearing on the Merits Apr. 20-24, 2015
10:00 A.M.
(Atlantic)
Mary Stanley-Beitz Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Apr. 20, 2015
10:00 a.m.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -
Appearance April 21, 2015
8:30 a.m.
(Atlantic)
Patrick Caicco Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance April 23, 2015
10:00 A.M.
(Eastern)
Abner Hufanda Hearing Panel of the MFDA Pacific Regional Council
- Via Teleconference -
First Appearance April 23, 2015
10:00 A.M.
(Pacific)
Frank K. Shaw Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance Apr. 27, 2015
10:00 a.m.
(Eastern)
Richard Dhur Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance Apr. 27, 2015
10:00 a.m.
(Eastern)
Russell Chang Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Apr. 27-30, 2015
10:00 A.M.
(Pacific)
Craig MacDonald Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.,
Calgary, Alberta
- Via Teleconference -
First Appearance May 5, 2015
10:00 a.m.
(Mountain)
Edward Rempel Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 6, 2015
10:00 a.m.
(Eastern)
George Popovich Hearing Panel of the MFDA Central Regional Council
Windsor, Ontario
- Venue to be Announced-
Penalty Hearing May 13, 2015
10:00 a.m. (Eastern)
Equity Associates Inc. Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 25-29, 2015
10:00 a.m.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits June 1-5, 2015
10:00 a.m.
(Atlantic)
Francis Dorrington Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits June 2, 2015
9:30 a.m.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits June 8-12 2015
10:00 a.m.
(Atlantic)
W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance June 24, 2015
9:00 a.m. (Eastern)
Yan Feng Li Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 9, 2015
9:30 a.m.
(Eastern)
Kenneth Karasick Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -
Hearing on the Merits July 23, 2015
10:00 a.m.
(Pacific)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Appearance Sept. 3, 2015
10:00 a.m.
(Eastern)
Charanjit Aul Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Sept. 17-18, 2015
10:00 a.m.
(Pacific)
Conrad Eagan Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 21-25, 2015
10:00 a.m.
(Eastern)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 19-21, 2015
10:00 a.m.
(Eastern)

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