MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.
| Arthur George Pretty |
Hearing Panel of the MFDA Atlantic Regional Council
Glynmill Inn
1 Cobb Lane
Corner Brook, Newfoundland |
Hearing on the Merits |
June 24-28, 2013
10:00 a.m.
(Newfoundland) |
| Richard Bangyay |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
June 24-25, 2013
10:00 a.m.
(Eastern) |
| Daniel Lipovetsky |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
July 3, 2013
10:00 a.m.
(Eastern) |
| Alain Theroux |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
-Via Teleconference- |
First Appearance |
July 8, 2013
10:00 a.m.
(Eastern) |
| Christiaan Albert Hesselink |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
-Via Teleconference- |
First Appearance |
July 10, 2013
10:00 a.m.
(Eastern) |
| Robert Bruce Rush |
Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, West Building
Vancouver Convention Centre
1055 Canada Place
Vancouver, British Columbia |
Hearing on the Merits |
July 11-12, 2013
10:00 a.m.
(Pacific) |
| George Popovich |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
Atchison & Denman Court Reporting Services,
155 University
Avenue, Suite 302
Toronto, Ontario |
Motion |
July 15, 2013
9:30 a.m.
(Eastern) |
| Edmund Teelucksingh |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
July 15-16, 2013
10:00 a.m.
(Eastern) |
| Barbara Man |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
-Via Teleconference- |
First Appearance |
July 17, 2013
10:00 a.m.
(Eastern) |
| Corey McPherson |
Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, 3rd Floor
Victoria Executive Centre
915 Fort Street
Victoria, British Columbia |
Settlement Hearing |
July 23, 2013
2:00 p.m.
(Pacific) |
| Robert Thiessen and Wealth Advisory Services Ltd. |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
-Via Teleconference- |
Appearance |
July 23, 2013
10:00 a.m.
(Eastern) |
| Geoffrey Gaunt |
Hearing Panel of the MFDA Atlantic Regional Council
Nova Scotia Securities Commission
5251 Duke Street, Suite 400
Duke Tower
Halifax, Nova Scotia |
Hearing on the Merits |
July 30, 2013
10:00 a.m.
(Atlantic) |
| Lodovico Cavan |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
-Via Teleconference- |
First Appearance |
Aug. 8, 2013
10:00 a.m.
(Eastern) |
| William Maynes |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
Aug. 12, 2013
2:00 p.m. (Eastern)
Aug. 13-16, 2013
10:00 a.m.
(Eastern) |
| Reginald Roskaft |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference - |
First Appearance |
Aug. 19, 2013
10:00 a.m. (Eastern) |
| Kelvin Byce |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Settlement Hearing |
Aug. 19, 2013
11:00 a.m.
(Eastern) |
| Jeremy Stones |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
-Via Teleconference- |
First Appearance |
Aug. 20, 2013
10:00 a.m.
(Eastern) |
| PDQ Financial Services Inc. and Cesidio Negri |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
-Via Teleconference- |
First Appearance |
Aug. 21, 2013
10:00 a.m.
(Eastern) |
| George Popovich |
Hearing Panel of the MFDA Central Regional Council
Windsor, Ontario
-Venue to be Announced- |
Appearance |
Aug. 27-28, 2013
10:00 a.m.
(Eastern) |
| Bradley Crompton |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference - |
Appearance |
Aug. 29, 2013
10:10 a.m.
(Eastern) |
| Ayokunnu Are |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
|
Hearing on the Merits |
Sept. 9-13, 2013
10:00 a.m.
(Eastern) |
| Dorothy Chan |
Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Suite 1220
650 West Georgia Street
Vancouver, British Columbia |
Hearing on the Merits |
Sept. 10, 2013
10:00 a.m.
(Pacific) |
| Jacqueline De Backer |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
Sept. 16-20, 2013
10:00 a.m.
(Eastern) |
| Shawn Bolt |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
Sept. 25, 2013
10:00 a.m.
(Eastern) |
| Estrella Ogalino |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
Oct 1-2, 2013
10:00 a.m.
(Eastern) |
| Ricardo Cavalli |
Hearing Panel of the MFDA’s Prairie Regional Council
Edmonton, Alberta
- Venue to be Announced - |
Hearing on the Merits |
October 2, 2013
10:00 a.m.
(Mountain) |
| Elizabeth VandenBoomen |
Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario |
Hearing on the Merits |
October 7, 2013
11:00 a.m.
(Eastern)
October 8, 2013
12:00 p.m.
(Eastern) |
| George Popovich |
Hearing Panel of the MFDA Central Regional Council
Windsor, Ontario
-Venue to be Announced- |
Hearing on the Merits |
October 15-18, 2013
10:00 a.m.
(Eastern) |
