Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Stephen Cheung

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Suite 1220,
650 West Georgia Street,
Vancouver, British Columbia
- Via Teleconference -

First Appearance May 26, 2015
10:00 A.M.
(Pacific)
Cho Shan Yeung Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Suite 1220,
650 West Georgia Street,
Vancouver, British Columbia
- Via Teleconference -
First Appearance May 26, 2015
10:30 A.M.
(Pacific)
Francis Dorrington Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits June 2, 2015
9:30 A.M.
(Eastern)
Gerard Mok Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance June 10, 2015
10:30 A.M.
(Eastern)
Edward Okopny Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance June 10, 2015
11:00 A.M.
(Eastern)
W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance June 24, 2015
9:00 A.M.
(Eastern)
Paolo Abate Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Penalty Hearing June 25, 2015
10:00 A.M.
(Eastern)
Rouzbeh Vatanchi and Kitty Ho Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits June 29, 2015
10:00 A.M.
(Eastern)
Patrick Caicco Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 8, 2015
10:00 A.M.
(Eastern)
Ayokunnu Are Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Penalty Hearing July 8, 2015
10:00 A.M.
(Eastern)
Yan Feng Li Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 9, 2015
9:30 A.M.
(Eastern)
Kenneth Karasick Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -
Hearing on the Merits July 23, 2015
10:00 A.M.
(Pacific)
Frank K. Shaw Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 28, 2015
10:00 A.M.
(Eastern)
Richard Dhur Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 28, 2015
10:00 A.M.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Aug 17-21, 2015
10:00 A.M.
(Atlantic)
Russell Chang Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Charest Reporting Inc.,
1650 – 885 West Georgia Street
Vancouver, British Columbia
Appearance Sept. 1-2, 2015
10:00 A.M.
(Pacific)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Appearance Sept. 3, 2015
10:00 A.M.
(Eastern)
Abner Hufanda Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -
Hearing on the Merits Sept. 10-11, 2015
10:00 A.M.
(Pacific)
Charanjit Aul Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Sept. 17-18, 2015
10:00 A.M.
(Pacific)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Sept. 21-25, 2015
10:00 A.M.
(Atlantic)
Conrad Eagan Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 21-25, 2015
10:00 A.M.
(Eastern)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Sept. 28 – Oct. 2, 2015
10:00 A.M.
(Atlantic)
Satya Agarwal Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 29-30, 2015
10:00 A.M.
(Eastern)
Craig MacDonald

Hearing Panel of the MFDA Prairie Regional Council
Winnipeg, Manitoba
- Location to be Announced -

Hearing on the Merits Oct. 7 2015
10:00 A.M.
(Central)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 19-21, 2015
10:00 A.M.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Nov. 2-6, 2015
10:00 A.M.
(Atlantic)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Nov. 9-10, 2015
10:00 A.M.
(Atlantic)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Nov.12-13, 2015
10:00 A.M.
(Atlantic)

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