Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -
Appearance April 21, 2015
8:30 a.m.
(Atlantic)
Patrick Caicco Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance April 23, 2015
10:00 A.M.
(Eastern)
Ayokunnu Are Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Appearance April 23, 2015
10:30 A.M.
(Eastern)
Abner Hufanda Hearing Panel of the MFDA Pacific Regional Council
- Via Teleconference -
First Appearance April 23, 2015
10:00 A.M.
(Pacific)
Frank K. Shaw Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance Apr. 27, 2015
10:00 a.m.
(Eastern)
Richard Dhur Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance Apr. 27, 2015
10:00 a.m.
(Eastern)
Russell Chang Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Apr. 27-30, 2015
10:00 A.M.
(Pacific)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -
Appearance May 5, 2015
10:00 A.M.
(Atlantic)
Craig MacDonald Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.,
Calgary, Alberta
- Via Teleconference -
First Appearance May 5, 2015
10:00 a.m.
(Mountain)
Edward Rempel Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 6, 2015
10:00 a.m.
(Eastern)
Robert Kujala Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Suite 1220,
650 West Georgia Street,
Vancouver, British Columbia
- Via Teleconference -
First Appearance May 7, 2015
10:00 A.M.
(Pacific)
George Popovich Hearing Panel of the MFDA Central Regional Council
Windsor, Ontario
- Venue to be Announced-
Penalty Hearing May 13, 2015
10:00 a.m. (Eastern)
Equity Associates Inc. Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 25-29, 2015
10:00 a.m.
(Eastern)
Stephen Cheung

Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Suite 1220,
650 West Georgia Street,
Vancouver, British Columbia
- Via Teleconference -

First Appearance May 26, 2015
10:00 a.m.
(Pacific)
Cho Shan Yeung Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Suite 1220,
650 West Georgia Street,
Vancouver, British Columbia
- Via Teleconference -
First Appearance May 26, 2015
10:30 a.m.
(Pacific)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits June 1-5, 2015
10:00 a.m.
(Atlantic)
Francis Dorrington Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits June 2, 2015
9:30 a.m.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits June 8-12 2015
10:00 a.m.
(Atlantic)
W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance June 24, 2015
9:00 a.m.
(Eastern)
Paolo Abate Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Penalty Hearing June 25, 2015
10:00 a.m.
(Eastern)
Yan Feng Li Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 9, 2015
9:30 a.m.
(Eastern)
Kenneth Karasick Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -
Hearing on the Merits July 23, 2015
10:00 a.m.
(Pacific)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Appearance Sept. 3, 2015
10:00 a.m.
(Eastern)
Charanjit Aul Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Sept. 17-18, 2015
10:00 a.m.
(Pacific)
Conrad Eagan Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 21-25, 2015
10:00 a.m.
(Eastern)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 19-21, 2015
10:00 a.m.
(Eastern)

Accessibility Policy | Disclaimer and Privacy | Print this page
Copyright © 2007 Mutual Fund Dealers Association of Canada. All rights reserved.