Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Mahmoud Visanji Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 22, 2014
10:00 a.m.
(Eastern)
David Emery Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Appearance Sept. 25, 2014
10:00 a.m.
(Eastern)
Lloyd Snyder Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -
Appearance Sept. 30, 2014
10:00 a.m.
(Atlantic)
Blair Addison Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Sept. 30, 2014
10:00 a.m.
(Eastern)
Blair Roche Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850,
800 – 6th Avenue S.W.
Calgary, Alberta
Hearing on the Merits Oct. 2, 2014
10:00 a.m.
(Mountain)
George Popovich Hearing Panel of the MFDA Central Regional Council
Hearing Room, Holiday Inn & Suites Ambassador Bridge,
1855 Huron Church Road,
Windsor, Ontario
Hearing on the Merits

Oct. 8, 2014
9:00 a.m. (Eastern)

Mervyn Fried Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance Oct. 15, 2014
10:00 a.m. (Eastern)
Clayton Swerdelian Hearing Panel of the MFDA Prairie Regional Council
Calgary, Alberta
- Venue to be Announced -
Motion Oct. 15, 2014
10:00 a.m.
(Mountain)
Vinay Sarna Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Appearance Oct. 16, 2014
10:00 a.m.
(Eastern)
David Karas Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 20-24, 2014
10:00 a.m.
(Eastern)
Tolu Adeola Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 23, 2014
10:30 a.m. (Eastern)
David Karas Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 27, 2014
10:00 a.m.
(Eastern)
Paolo Abate Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 800,
Atchison & Denman Court Reporting Services,
155 University Avenue
Toronto, Ontario
Hearing on the Merits Oct 27-31, 2014
10:00 a.m.
(Eastern)
William Morris Adams, Michelle Ann Crompton, William Craig Henderson and Ian Omar Webster & Bradley Crompton Hearing Panel of the MFDA Central Regional Council
-Via Teleconference-
Appearance Oct. 28, 2014
9:30 a.m.
(Eastern)
David Karas Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 29-31, 2014
10:00 a.m.
(Eastern)
David Karas Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Nov. 3-7, 2014
10:00 a.m.
(Eastern)
Gabriele Gentile and Ronald Bruce Brinson Hearing Panel of the MFDA Atlantic Regional Council
Nova Scotia Securities Commission,
5251 Duke Street,
Suite 400, Duke Tower,
Halifax, Nova Scotia
Hearing on the Merits Nov. 5, 2014
9:30 a.m.
(Atlantic)
Sital Dhillon Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Nov. 14, 2014 10:00 a.m.
(Eastern)
Francis Dorrington Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
-Via Teleconference -
Appearance Nov. 19, 2014 10:00 a.m.
(Eastern)
David Karas Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Nov. 24-27, 2014
10:00 a.m.
(Eastern)
Edward Rempel

Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 800,
Atchison & Denman Court Reporting Services,
155 University Avenue
Toronto, Ontario

Hearing on the Merits Nov. 24-28, 2014
10:00 a.m.
(Eastern)
Lloyd Snyder Hearing Panel of the MFDA Atlantic Regional Council
Charlottetown, Prince Edward Island
- Venue to be Announced -
Hearing on the Merits Dec. 8-12, 2014
10:00 A.M.
(Atlantic)
Lachman Balani Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Dec. 8, 2014
10:00 a.m.
(Eastern)
Donald Welsh Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing Dec. 8, 2014
10:00 a.m.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits Jan. 12-16, 2015
10:00 a.m.
(Atlantic)
Patrick Cronin Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Jan. 15-16, 2015
10:00 a.m.
(Eastern)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits Jan. 19-23, 2015
10:00 a.m.
(Atlantic)
Daniel Yanaky Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Jan. 19-21, 2015
10:00 a.m.
(Eastern)
Edward Brown Hearing Panel of the MFDA Atlantic Regional Council
-Via Teleconference -
Interim Appearance Jan. 9, 2015
11:00 A.M.
(Atlantic)
Ioana Beckford Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Jan. 27, 2015
10:00 a.m. (Eastern)
Edward Brown Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits Feb. 9-13, 2015
10:00 A.M.
(Atlantic)
Gabriel Frank Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Feb. 17-20, 2015
10:00 a.m.
(Eastern)
Clayton Swerdelian Hearing Panel of the MFDA Prairie Regional Council
Calgary, Alberta
- Venue to be Announced -
Hearing on the Merits Feb. 23-27, 2015
10:00 a.m.
(Mountain)
Clayton Swerdelian Hearing Panel of the MFDA Prairie Regional Council
Calgary, Alberta
- Venue to be Announced -
Hearing on the Merits March 2-6, 2015
10:00 a.m.
(Mountain)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits Apr. 13-17, 2015
10:00 A.M.
(Atlantic)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
- Venue to be Announced -
Hearing on the Merits Apr. 20-24, 2015
10:00 A.M.
(Atlantic)
       

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