Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Patrick Caicco Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 8, 2015
10:00 A.M.
(Eastern)
Ayokunnu Are Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Penalty Hearing July 8, 2015
10:00 A.M.
(Eastern)
Yan Feng Li Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 9, 2015
9:30 A.M.
(Eastern)
Michael Gugliemi Hearing Panel of the MFDA Central Regional Council
Toronto, Ontario
- Via Teleconference -
First Appearance July 15, 2015
9:30 A.M.
(Eastern)
Mansu Ding Hearing Panel of the MFDA Central Regional Council
Toronto, Ontario
- Via Teleconference -
Appearance July 15, 2015
12:30 P.M.
(Eastern)
Clinton Wayne Hearing Panel of the MFDA Central Regional Council
Toronto, Ontario
- Via Teleconference -
First Appearance July 15, 2015
10:00 A.M.
(Eastern)
Jack Oosterveld Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850
800 - 6th Avenue S.W.
Calgary, Alberta
- Via Teleconference -
First Appearance July 15, 2015
10:00 A.M.
(Mountain)
Frank K. Shaw Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 28, 2015
10:00 A.M.
(Eastern)
Richard Dhur Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits July 28, 2015
10:00 A.M.
(Eastern)
Sherry McKenzie Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
First Appearance Aug. 5, 2015
10:00 A.M.
(Eastern)
Michael Prueter Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Via Teleconference -
Appearance Aug. 10, 2015
10:00 A.M.
(Pacific)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Aug 17-21, 2015
10:00 A.M.
(Atlantic)
Gerard Mok Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Appearance Aug. 20, 2015
10:00 A.M.
(Eastern)
Russell Chang Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, Charest Reporting Inc.,
1650 – 885 West Georgia Street
Vancouver, British Columbia
Appearance Sept. 1-2, 2015
10:00 A.M.
(Pacific)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Appearance Sept. 3, 2015
10:00 A.M.
(Eastern)
Abner Hufanda Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -
Hearing on the Merits Sept. 10-11, 2015
10:00 A.M.
(Pacific)
Charanjit Aul Hearing Panel of the MFDA Pacific Regional Council
- Venue to be Announced -
Hearing on the Merits Sept. 17-18, 2015
10:00 A.M.
(Pacific)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Sept. 21-25, 2015
10:00 A.M.
(Atlantic)
Conrad Eagan Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 21-25, 2015
10:00 A.M.
(Eastern)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Sept. 28 – Oct. 2, 2015
10:00 A.M.
(Atlantic)
Satya Agarwal Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Sept. 29-30, 2015
10:00 A.M.
(Eastern)
W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
- Via Teleconference -
Appearance Oct. 6, 2015
4:00 P.M.
(Eastern)
Craig MacDonald

Hearing Panel of the MFDA Prairie Regional Council
Winnipeg, Manitoba
- Location to be Announced -

Hearing on the Merits Oct. 7 2015
10:00 A.M.
(Central)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 19-21, 2015
10:00 A.M.
(Eastern)
Stephen Cheung

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -

Hearing on the Merits Oct. 26, 2015
10:00 A.M.
(Pacific)
Grant Manning Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Oct. 27-28, 2015
10:00 A.M.
(Eastern)
Cho Shan Yeung

Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced -

Hearing on the Merits Oct. 28, 2015
10:00 A.M.
(Pacific)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Nov. 2-6, 2015
10:00 A.M.
(Atlantic)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Nov. 9-10, 2015
10:00 A.M.
(Atlantic)
Joseph Laurie Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits Nov.12-13, 2015
10:00 A.M.
(Atlantic)
Edward Okopny Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Nov. 30, 2015
10:00 A.M.
(Eastern)

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