Enforcement Hearings - Hearings Schedule

MFDA disciplinary proceedings against a Member or Approved Person are conducted in public before an independent, impartial Hearing Panel.

In the Matter of Will Take Place Type Date and Time
Mervin Visneskie Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance May 9, 2016
10:00 A.M.
(Eastern)
Valery Herner Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance May 9, 2016
11:00 A.M.
(Eastern)
Clinton Wayne Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Appearance May 10, 2016
10:00 A.M.
(Eastern)
Gerard MacKinnon

Hearing Panel of the MFDA Atlantic Regional Council
- Via Teleconference -

First Appearance May 11, 2016
10:00 A.M.
(Atlantic)
Deborah Bartolini Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 12, 2016
12:00 P.M.
(Eastern)
Brian Blundell Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission,
1200-701 West Georgia Street,
Vancouver, British Columbia
Settlement Hearing May 12, 2016
10:00 a.m.
(Pacific)
Jacqueline De Backer Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Motion May 17, 2016
10:00 A.M.
(Eastern)
John Moakler Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing May 17, 2016
10:00 A.M.
(Eastern)
Charles Martin Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance May 24, 2016
10:00 A.M.
(Eastern)
Richard Fenton Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing May 26, 2016
10:00 A.M.
(Eastern)
Christopher M. Garofalo Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing May 26, 2016
10:00 A.M.
(Eastern)
Luke Dritsoulas Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 26, 2016
10:00 A.M.
(Eastern)
Paul N. Orfali Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance May 26, 2016
10:00 A.M.
(Eastern)
Bemelekot Tewahade Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
Penalty Hearing May 27, 2016
10:00 A.M.
(Eastern)
Gilles Robert Latour Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 30-31, 2016
10:00 A.M.
(Eastern)
Carmine Mazzotta and David Ireland Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits May 30-June 3, 2016
10:00 A.M.
(Eastern)
Henry Wen-Hwei Huang Hearing Panel of the MFDA Central Regional Council
- Via Teleconference -
First Appearance June 10, 2016
10:00 A.M.
(Eastern)
Michael Harrigan Hearing Panel of the MFDA Atlantic Regional Council
Hearing Room, Nova Scotia Securities Commission,
5251 Duke Street, Suite 400, Duke Tower,
Halifax, Nova Scotia.
Hearing on the Merits June 15-17, 2016
10:00 A.M.
(Atlantic)
Seung Tung (Eric) Ng Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits June 16, 2016
10:00 A.M.
(Eastern)
Hyun Chul Lee Hearing Panel of the MFDA Pacific Regional Council
Hearing Room, British Columbia Securities Commission,
1200-701 West Georgia Street,
Vancouver, British Columbia
Hearing on the Merits June 17, 2016
10:00 A.M.
(Pacific)
Mohabeer Rambarran Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
First Appearance June 23, 2016
9:30 A.M.
(Eastern)
John Wolfenden Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits June 20-21, 2016
10:00 A.M.
(Eastern)
Lisa Huang Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits June 23, 2016
10:00 A.M.
(Eastern)
Bobby Gocool Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Settlement Hearing June 23, 2016
10:00 A.M.
(Eastern)
Raymond Anders Hearing Panel of the MFDA Prairie Regional Council
Regina, Saskatchewan
- Venue to be Announced-
Settlement Hearing July 5, 2016
10:00 A.M.
(Central)
Jack Oosterveld Hearing Panel of the MFDA Prairie Regional Council
Edmonton, Alberta
- Venue to be Announced-
Hearing on the Merits July 12-13, 2016
10:00 A.M.
(Mountain)
Michelle Poirier Hearing Panel of the MFDA Prairie Regional Council
Edmonton, Alberta
- Venue to be Announced-
Hearing on the Merits July 19-21, 2016
10:00 A.M.
(Mountain)
Jonathan MacPherson Hearing Panel of the MFDA Prairie Regional Council
Hearing Room, Suite 850
800- 6th Avenue S.W.
Calgary, Alberta
First Appearance July 25, 2016
10:00 A.M.
(Mountain)
Jeffrey Mushaluk Hearing Panel of the MFDA Pacific Regional Council
Vancouver, British Columbia
- Venue to be Announced-
Hearing on the Merits July 26-29, 2016
10:00 A.M.
(Pacific)
Ernest Romain Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits Aug. 25, 2016
10:00 A.M.
(Eastern)
Sharon Fauth Hearing Panel of the MFDA Prairie Regional Council
Calgary, Alberta
- Venue to be Announced -
First Appearance Sept. 13-15, 2016
10:00 a.m.
(Mountain)
John Mark Wright Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits

Sep. 15-16, 2016
10:00 A.M.
(Eastern)

Keith Davis Hearing Panel of the MFDA Prairie Regional Council
Edmonton, Alberta
- Venue to be Announced -
Hearing on the Merits Sept. 22-23, 2016
10:00 a.m.
(Mountain)
International Capital Management Inc. and John Paul Sanchez Hearing Panel of the MFDA Central Regional Council
Hearing Room, Suite 1000
121 King Street West
Toronto, Ontario
Hearing on the Merits October 17-21, 2016
10:00 A.M.
(Eastern)

Accessibility Policy | Disclaimer and Privacy | Print this page
Copyright © 2007 Mutual Fund Dealers Association of Canada. All rights reserved.