2006 |
| December 20, 2006 |
MFDA Hearing Panel issues Decision and Reasons respecting Dale Michael Graveline Disciplinary Hearing |
| December 13, 2006 |
MFDA Sets Date for Donald Kenneth Coatsworth Hearing in Toronto, Ontario |
| December 7, 2006 |
MFDA Announces Change in Venue for the First Appearance in the Matter of Donald Kenneth Coatsworth |
| December 5, 2006 |
MFDA issues Notice of Hearing regarding Jean-Pierre Groulx |
| November 27, 2006 |
MFDA Hearing Panel Reserves Judgement in Dale Michael Graveline Hearing |
| November 14, 2006 |
MFDA issues Notice of Hearing regarding Donald Kenneth Coatsworth |
| November 14, 2006 |
MFDA Central Regional Council Hearing Panel Adjourns Dale Michael Graveline Hearing to November 27, 2006 |
| September 26, 2006 |
MFDA Sets Date for Lip Fee Chan Hearing in Toronto, Ontario |
| September 18, 2006 |
MFDA Hearing Panel Issues Decision and Reasons respecting Barry James Coleman Disciplinary Hearing |
| September 13, 2006 |
MFDA Sets Date for Dale Michael Graveline Hearing in Toronto, Ontario |
| July 25 2006 |
Ontario Securities Commission Release - OSC, IDA MFDA & OBSI report on progress in addressing investor issues |
| July 24 2006 |
MFDA issues Decision and Reasons respecting Shawn Sandink Disciplinary Hearing |
| July 24 2006 |
MFDA issues Notice of Hearing regarding Lip Fee Chan |
| July 18 2006 |
MFDA issues Notice of Hearing regarding Dale Michael Graveline |
| July 14 2006 |
MFDA Hearing Panel issues Decision and Reasons respecting Scott Andrew Stevens Disciplinary Hearing |
| July 10 2006 |
MFDA Hearing Panel issues Decision and Reasons respecting Glenn Murray Greyeyes Disciplinary Hearing |
| June 23, 2006 |
MFDA Ontario Hearing Panel Makes Findings Against Shawn Sandink |
| June 6, 2006 |
MFDA Sets Date for Shawn Sandink Hearing in Toronto, Ontario |
| May 30, 2006 |
MFDA Atlantic Hearing Panel Makes Findings Against Barry James Coleman |
| May 1, 2006 |
MFDA Issues Notice of Hearing Regarding Shawn Sandink |
| May 1, 2006 |
MFDA Ontario Hearing Panel Makes Findings Against Scott Andrew Stevens |
| April 17, 2006 |
MFDA Hearing Panel issues Decision and Reasons respecting Donald Kent Coleman Disciplinary Hearing |
| April 11, 2006 |
MFDA Prairie Hearing Panel Makes Findings Against Glenn Murray Greyeyes |
| April 11, 2006 |
MFDA Hearing Panel Issues Decision and Reasons respecting Ernest Ming Chung Lo Disciplinary Hearing |
| March 28, 2006 |
MFDA Sets Date for Barry James Coleman Hearing in Moncton, New Brunswick |
| March 21, 2006 |
MFDA Ontario Hearing Panel Makes Findings Against Donald Kent Coleman |
| March 3, 2006 |
MFDA Ontario Hearing Panel Makes Findings Against Ernest Ming Chung Lo |
| February 22, 2006 |
MFDA Hearing Panel Issues Decision and Reasons respecting Stephan Headley Disciplinary Hearing |
| February 10, 2006 |
MFDA Sets Date for Glenn Murray Greyeyes Hearing in Edmonton, Alberta |
| February 9, 2006 |
MFDA Sets Date for Scott Andrew Stevens Hearing in Toronto, Ontario |
| February 8, 2006 |
MFDA Sets Date for Barry James Coleman Hearing in Moncton, New Brunswick |
| February 1, 2006 |
MFDA Hearing Panel Issues Decision and Reasons Respecting Robin Andersen Disciplinary Hearing |
| January 26, 2006 |
MFDA Sets Date for Donald Kent Coleman Hearing in Toronto, Ontario |
| January 13, 2006 |
Ontario Securities Commission News Release -- Regulators Propose Plan to Augment Money Being Returned to Portus Investors |
| January 12, 2006 |
MFDA Prairie Regional Council Hearing Panel Adjourns Glenn Murray Greyeyes Hearing to February 10, 2006 |
| January 11, 2006 |
MFDA Sets Date for Ernest Ming Chung Lo Hearing in Toronto, Ontario |
| January 3, 2006 |
MFDA Issues Notice of Hearing regarding Barry James Coleman |
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2005 |
| December 22, 2005 |
MFDA Issues Notice of Hearing regarding Scott Andrew Stevens |
| December 21, 2005 |
MFDA Issues Notice of Hearing regarding Donald Kent Coleman |
| December 19, 2005 |
MFDA Issues Notice of Hearing regarding Ernest Ming Chung Lo |
| December 14, 2005 |
MFDA Ontario Hearing Panel Makes Findings Against Stephan Headley |
| December 7, 2005 |
MFDA Ontario Hearing Panel Makes Findings Against Joseph Van Der Velden and Andrew Stokman |
| November 25, 2005 |
MFDA Prairie Hearing in the Matter of Robin Andersen
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| November 17, 2005 |
MFDA Issues Notice of Hearing regarding Glenn Murray Greyeyes |
| October 26, 2005 |
MFDA Sets Date for Stephan Headley Hearing in Toronto, Ontario |
| October 4, 2005 |
MFDA Issues Notice of Hearing Regarding Stephan Headley |
| August 23, 2005 |
MFDA Hearing Panel Issues Decision and Reasons respecting Raymond Brown-John Disciplinary Hearing |
| August 17, 2005 |
MFDA Sets Date for Robin Andersen Hearing in Edmonton, Alberta |
| July 20, 2005 |
MFDA Ontario Hearing Panel Makes Findings Against Earl Crackower |
| July 5, 2005 |
MFDA Hearing Panel Issues Decision respecting Arnold Tonnies Disciplinary Hearing |
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June 29, 2005 |
MFDA Hearing Panel Issues Decision and Reasons respecting Jawad Rathore Disciplinary Hearing |
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June 29, 2005 |
MFDA Announces the Establishment of the Investor Protection Corporation and Commencement of Coverage |
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June 27, 2005 |
MFDA Issues Notice of Hearing regarding Robin Andersen |
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June 17, 2005 |
MFDA Hearing Panel Issues Decision respecting Anthony McPhail Disciplinary Hearing |
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June 10, 2005 |
MFDA Ontario Hearing Panel Makes findings Against Anthony McPhail |
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June 9, 2005 |
MFDA Pacific Hearing Panel Concludes Brown-John Hearing |
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June 2, 2005 |
MFDA Sets Date for Joseph Van Der Velden and Andrew Stokman Hearing in Toronto, Ontario |
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May 31, 2005 |
MFDA Hearing Panel Makes Findings Against Jawad Rathore |
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May 17, 2005 |
MFDA Hearing Panel Makes Findings Against Arnold Tonnies |
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May 11, 2005 |
MFDA Sets Date for Anthony McPhail Hearing in Toronto, Ontario |
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May 11, 2005 |
MFDA Sets Date for Earl Crackower Hearing in Toronto |
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May 2, 2005 |
MFDA Hearing Panel Issues Decision and Reasons respecting Robert Roy Parkinson Disciplinary Hearing |
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May 2, 2005 |
MFDA Issues Notice of Hearing regarding Joseph Van Der Velden and Andrew Stokman |
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April 25, 2005 |
MFDA Pacific Regional Council Hearing Panel Sets Date for Raymond Brown-John Hearing on Merits |
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April 15, 2005 |
MFDA Issues Notice of Hearing regarding Anthony McPhail |
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April 8, 2005 |
MFDA Issues Notice of Hearing regarding Earl Crackower |
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April 5, 2005 |
MFDA Regional Council Hearing Panel Issues Written Order in Raymond Brown-John Proceeding |
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April 1, 2005 |
MFDA Pacific Regional Council Hearing Panel Adjourns Raymond Brown-John Hearing to April 25, 2005 |
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March 29, 2005 |
MFDA Hearing Panel Issues Written Reasons for Decision Respecting Approval of Settlement Agreement with Investors Group Financial Services Inc. |
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March 23, 2005 |
MFDA Sets Date for Jawad Rathore Hearing |
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March 22, 2005 |
MFDA Sets Date for Arnold Tonnies Hearing |
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March 17, 2005 |
MFDA Hearing Panel Makes Findings Against Robert Roy Parkinson |
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March 2, 2005 |
Notice to the Public - Re: Raymond Brown-John |
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February 28, 2005 |
MFDA Investor Protection Corporation Application for Recognition |
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February 23, 2005 |
Notice to the Public - Re: Robert Roy Parkinson |
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February 22, 2005 |
MFDA Issues Notice of Hearing regarding Jawad Rathore |
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February 22, 2005 |
MFDA Issues Notice of Hearing regarding Arnold Tonnies |
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February 2, 2005 |
MFDA Issues Notice of Hearing regarding Raymond Brown-John |
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January 26, 2005 |
MFDA Issues Notice of Hearing regarding Robert Roy Parksinson |
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2004 |
December 16, 2004 |
MFDA makes order against Investors Group Financial Services Inc. totaling $5.35 million |
December 6, 2004 |
MFDA Issues Notice of Settlement Hearing Regarding Investors Group Financial Services Inc. |
September 23, 2004 |
MFDA Announces Robert J. Wright, Chair of the Board. |
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2003 |
December 9, 2003 |
MFDA Completes Corporate Governance Restructuring and Appoints New Board, Chair and President |
November 28, 2003 |
Launch of Integrated Market Enforcement Teams / Les toutes premiere equipes integrees d'application de la loi dans les marches dans les marchees s'attaquent a, la fraude grave. (For information, see the IMET section of the RCMP website at http://www.rcmp-grc.gc.ca.) |
April 15, 2003 |
Cooperative agreement between the Bureau des services financiers (BSF), the Chambre de la sécurité financière (Chamber), and the Mutual Fund Dealer Association of Canada (MFDA) / Francais |
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2002 |
November 5, 2002 |
MFDA Announces Launch of Investor Complaint Service |
August 27, 2002 |
Ombudsman for Banking Services and Investments Press Release / Francais |
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2001 |
December 20, 2001 |
National Financial Services OmbudService News Release and Backgrounder and Overview Document |
October 30, 2001 |
MFDA Accepts First Members |
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2000 |
December 20, 2000 |
MFDA Files Revised Application for Recognition as a SRO |
January 17, 2000 |
MFDA Applies for Recognition as SRO |
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1999 |
April 6, 1999 |
CSA Provides Financial Support for the Mutual Fund Dealers Association |
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1998 |
August 26, 1998 |
Regulatory Committees Now Up and Running |
August 26, 1998 |
MFDA Appoints Its First Chief Operating Officer, Larry M. Waite |
April 16, 1998 |
MFDA Announces Board of Directors |
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1997 |
November 24, 1997 |
SRO for Mutual Funds Distributors to be Established |
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