| Dec. 29, 2008 |
MFDA Sets Date to Continue Hearing on the Merits in the Matter of Tony Tung-Yuan Lin |
| Dec. 22, 2008 |
MFDA Hearing Panel Approves Settlement Agreement with Manulife Securities Investment Services Inc. |
| Dec. 22, 2008 |
MFDA issues Notice of Settlement Hearing regarding Professional Investments (Kingston) Inc. |
| Dec. 18, 2008 |
MFDA Reschedules Next Appearance Date for the Hearing regarding Domenic Fanelli and Michele Torchia |
| Dec. 15, 2008 |
MFDA Adjourns Settlement Hearing regarding Peter Bruno Lamarche |
| Dec. 15, 2008 |
MFDA Adjourns Hearing on the Merits in the Matter of Marlene Legare |
| Dec. 15, 2008 |
MFDA Adjourns Appearance in the Matter of Domenic Fanelli and Michele Torchia |
| Dec. 15, 2008 |
MFDA Adjourns Hearing on the Merits in the Matter of Tony Tung-Yuan Lin |
| Dec. 12, 2008 |
MFDA issues Notice of Settlement Hearing regarding Manulife Securities Investment Services Inc. |
| Dec. 10, 2008 |
MFDA Hearing Panel Makes Findings Against Farm Mutual Financial Services Inc. |
| Dec. 9, 2008 |
MFDA Hearing Panel issues Decision and Reasons with respect to misconduct in the Gerard and Mavis Brake Disciplinary Hearing |
| Dec. 4, 2008 |
MFDA Sets Next Appearance Date for the Hearing regarding ASL Direct Inc. and Adrian Samuel Leemhuis |
| Nov. 27, 2008 |
MFDA Hearing Panel issues Decision and Reasons respecting Leo A. O'Brien and David B. Snow Disciplinary Hearing |
| Nov. 26, 2008 |
MFDA issues Notice of Hearing regarding Melvin Robert Penney |
| Nov. 25, 2008 |
MFDA Hearing Panel issues Reasons for Decision respecting Dylan Brown |
| Nov. 20, 2008 |
MFDA issues Notice of Settlement Hearing regarding Peter Bruno Lamarche |
| Nov. 20, 2008 |
MFDA Sets Next Appearance Date for the Hearing regarding Colin Corner, Heather Darlene Halladay, John Joseph Hanson, Richard Gerald Moore and James Edward Rainbird |
| Nov. 19, 2008 |
MFDA Announces Change in the Previously Scheduled Date of the First Appearance in the Matter of ASL Direct Inc. and Adrian Samuel Leemhuis |
| Nov. 18, 2008 |
MFDA Hearing Panel Approves Settlement Agreement with Dylan Brown and Sets Next Appearance Date Regarding Ronald Lindsay Brown |
| Nov. 12, 2008 |
MFDA Sets Next Appearance Date for the Hearing regarding Gary Alan Price |
| Nov. 3, 2008 |
MFDA Adjourns Hearing on Merits in the Matter of Brian Edward Mark Nerdahl |
| Nov. 3, 2008 |
MFDA issues Notice of Hearing regarding Michele and Jeffrey Longchamps |
| Nov. 3, 2008 |
MFDA Reschedules Hearing on Merits regarding Farm Mutual Financial Services Inc. |
| Oct. 29, 2008 |
MFDA Sets Date for Wayne Larson Hearing in Edmonton, Alberta
|
| Oct. 28, 2008 |
MFDA issues Notice of Hearing regarding Purisima Dy |
| Oct. 23/2008 |
MFDA issues Notice of Hearing regarding Colin Michael Corner, Heather Darlene Halladay, John Joseph Hanson, Richard Gerald Moore and James Edward Rainbird |
| Oct. 20/2008 |
MFDA issues Notice of Hearing regarding ASL Direct Inc. and Adrian Samuel Leemhuis |
| Oct. 20/2008 |
MFDA Adjourns Hearing on Merits in the Matter of Tony Tung-Yuan Lin |
| Oct. 17/2008 |
MFDA issues Notice of Settlement Hearing regarding Dylan Brown |
| Oct. 02/2008 |
MFDA Hearing Panel issues Decision and Reasons respecting Evangeline Securities Limited Disciplinary Hearing |
| Oct. 01/2008 |
MFDA Adjourns Hearing on Merits in the Matter of Calogero (Charlie) Arcuri |
| Sept. 29, 2008 |
MFDA Sets Date for Keybase Financial Group Inc. and Dax Sukhraj Hearing in Toronto, Ontario |
| Sept. 25, 2008 |
MFDA Adjourns Kevin Desbois First Appearance |
| Sept. 25, 2008 |
MFDA Atlantic Regional Hearing Council Hearing Panel Concludes Leo O'Brien and David Snow Hearing |
| Sept. 19, 2008 |
MFDA Sets Date for Kerry Scharfenberg Hearing in Edmonton, Alberta |
| Sept. 15, 2008 |
MFDA Sets Next Appearance Date for the Hearing regarding Gary Alan Price |
| Sept. 12, 2008 |
MFDA Hearing Panel Adjourns Wayne Larson First Appearance |
| Sept. 11, 2008 |
MFDA Hearing Panel issues Decision and Reasons respecting Sterling Mutuals Inc. |
| Sept. 10, 2008 |
MFDA Adjourns Jeffrey Levy First Appearance Sine Die |
| Sept. 9, 2008 |
MFDA Hearing Panel Reserves Judgment on Motion Brought by Farm Mutual Financial Services Inc. |
| Sept. 8, 2008 |
MFDA Pacific Regional Council Hearing in the Matter of Marlene Legare |
| Sept. 5, 2008 |
MFDA Hearing Panel issues Decision and Reasons respecting Portfolio Strategies Corporation |
| Sept. 3, 2008 |
MFDA Hearing Panel issues Decision and Reasons respecting Joplin Leclair |
| August 21, 2008 |
MFDA Hearing Panel Approves Settlement Agreement with Sterling Mutuals Inc. |
| August 18, 2008 |
MFDA Sets Date for Marlene Legare in Vancouver, British Columbia |
| August 18, 2008 |
MFDA Hearing Panel issues Decision and Reasons respecting Patrick Dennis Sullivan |
| August 14, 2008 |
MFDA Hearing Panel Approves Settlement Agreement with Evangeline Securities Limited |
| August 12, 2008 |
MFDA Sets Next Appearance Date for the Hearing regarding Domenic Fanelli and Michele Torchia |
| August 6, 2008 |
MFDA Hearing Panel Approves Settlement Agreement with Patrick Sullivan |
| July 29, 2008 |
MFDA issues Notice of Hearing regarding Keybase Financial Group Inc. and Dax Sukhraj |
| July 29, 2008 |
MFDA Sets Date for Tony Tung-Yuan Lin Hearing in Vancouver, British Columbia
|
| July 25, 2008 |
MFDA issues Notice of Settlement Hearing regarding Patrick Sullivan |
| July 24, 2008 |
MFDA issues Notice of Settlement Hearing regarding Sterling Mutuals Inc. |
| July 24, 2008 |
MFDA Sets Next Appearance Date for the Hearing regarding Ronald Lindsay Brown and Dylan Brown |
| July 17, 2008 |
MFDA issues Notice of Hearing regarding Wayne Larson |
| July 16, 2008 |
MFDA issues Notice of Hearing regarding Kerry Scharfenberg |
| July 10, 2008 |
MFDA issues Notice of Hearing regarding Kevin Desbois |
| July 10, 2008 |
MFDA Sets Date for Leo Alexander O'Brien and David Baxter Snow Hearing in St. John's, Newfoundland |
| July 8, 2008 |
MFDA issues Notice of Hearing regarding Jeffrey Mark Levy |
| June 30, 2008 |
MFDA issues Notice of Settlement Hearing regarding Evangeline Securities Limited |
| June 27, 2008 |
MFDA issues Notice of Hearing regarding Gary Alan Price |
| June 27, 2008 |
MFDA Hearing Panel issues Decision and Reasons respecting Brian Somerset Campbell Disciplinary Hearing |
| June 27, 2008 |
MFDA Sets Next Appearance Date for the Hearing regarding Farm Mutual Financial Services Inc. |
| June 24, 2008 |
MFDA issues Notice of Hearing regarding Marlene Legare |
| June 23, 2008 |
MFDA issues Notice of Hearing regarding Domenic Fanelli and Michele Torchia |
| June 20, 2008 |
MFDA Hearing Panel Approves Settlement Agreement with Portfolio Strategies Corporation |
| June 18, 2008 |
MFDA Commences Hearing on the Merits in the Matter of Calogero Arcuri |
| June 17, 2008 |
MFDA Pacific Regional Council Hearing Panel Makes Findings Against Brian Somerset Campbell |
| June 17, 2008 |
MFDA Reschedules Settlement Hearing regarding Portfolio Strategies Corporation |
| June 10, 2008 |
MFDA Central Hearing Panel Concludes Joplin Leclair Hearing |
| June 3, 2008 |
MFDA issues Notice of Hearing regarding Farm Mutual Financial Services Inc. |
| May 30, 2008 |
MFDA issues Notice of Hearing regarding Tony Tung-Yuan Lin |
| May 28, 2008 |
MFDA issues Notice of Hearing regarding Leo Alexander O'Brien and David Baxter Snow |
| May 16, 2008 |
MFDA issues Notice of Hearing regarding Ronald Lindsay Brown and Dylan Brown |
| May 13, 2008 |
MFDA Adjourns Settlement Hearing Regarding Portfolio Strategies Corporation |
| April 29, 2008 |
MFDA issues Notice of Settlement Hearing regarding Portfolio Strategies Corporation |
| April 24, 2008 |
MFDA Sets Date for Gerard & Mavis Brake Hearing in Winnipeg, Manitoba |
| April 22, 2008 |
MFDA Sets Date for Brian Somerset Campbell Hearing in Vancouver, British Columbia |
| April 15, 2008 |
MFDA Sets Date for Brian Edward Mark Nerdahl Hearing in Toronto, Ontario |
| April 1, 2008 |
MFDA Sets Date for Calogero (Charlie) Arcuri Hearing in Toronto, Ontario |
| March 31, 2008 |
MFDA Sets Date for Joplin Leclair Hearing in Toronto, Ontario |
| March 27, 2008 |
MFDA issues Notice of Hearing regarding Brian Edward Mark Nerdahl |
| March 27, 2008 |
MFDA First Appearance Regarding Calogero (Charlie) Arcuri |
| March 26, 2008 |
MFDA issues Notice of Hearing regarding Brian Somerset Campbell |
| March 20, 2008 |
MFDA issues Notice of Hearing regarding Gerard and Mavis Brake |
| March 13, 2008 |
MFDA Adjourns Calogero (Charlie) Arcuri First Appearance to April 1, 2008 |
| February 29, 2008 |
MFDA Hearing Panel issues Decision and Reasons respecting Paul Edward Lloyd
Disciplinary Hearing |
| February 25, 2008 |
MFDA issues Notice of Hearing regarding Joplin Leclair |
| February 25, 2008 |
MFDA issues Notice of Hearing regarding Calogero (Charles) Arcuri |
| February 12, 2008 |
MFDA Central Regional Council Hearing in the Matter of Paul Edward Lloyd |
| January 7, 2008 |
MFDA Hearing Panel issues Decision and Reasons respecting Berkshire Investment
Group Inc. Settlement Hearing |
