| Dec. 17/09 |
MFDA Hearing Panel to consider pre-Hearing motion in the Matter of ASL Direct Inc. and Adrian S. Leemhuis |
| Dec. 17/09 |
MFDA sets date for Carmine Mazzotta Hearing in Toronto, Ontario |
| Dec. 17/09 |
MFDA issues Notice of Hearing regarding Luc Laverdiere |
| Dec. 17/09 |
MFDA issues Notice of Hearing regarding Roderick I. McLeod |
| Dec. 15/09 |
MFDA issues Notice of Hearing regarding The Investment House of Canada Inc., Sanjiv Sawh and Vlad Trkulja
|
| Dec. 11/09 |
MFDA sets date for Hearing on the Merits in the Matter of Jeffrey Levy |
| Dec. 11/09 |
MFDA adjourns Hearing on the Merits in the Matter of Carmine Mazzotta |
| Dec. 10/09 |
MFDA announces date of Hearing on the Merits in the Matter of Kevin Desbois |
| Dec. 07/09 |
MFDA Hearing Panel issues Reasons for Decision in Bick Financial Security Corporation Settlement Hearing |
| Dec. 07/09 |
MFDA Hearing Panel approves Settlement Agreement with Mark Kricievski |
| Dec. 03/09 |
MFDA Hearing Panel approves Settlement Agreement with Ben A. Kaley |
| Dec. 01/09 |
MFDA Hearing Panel reserves judgment in Donald Cunningham Settlement Hearing |
| Dec. 01/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to Martin Horvath disciplinary hearing |
| Dec. 01/09 |
MFDA Hearing Panel issues Decision and Reasons with respect to motion in the matter of Gary A. Price |
| Nov. 30/09 |
MFDA issues Notice of Settlement Hearing regarding Ben A. Kaley |
| Nov. 27/09 |
MFDA Hearing Panel approves Settlement Agreement with IOCT Financial Inc. and Michelle Bolhuis |
| Nov. 25/09 |
MFDA reschedules Hearing on the Merits in the Matter of Paul Anthony Henry |
| Nov. 25/09 |
MFDA issues Notice of Settlement Hearing regarding Mark Kricievski |
| Nov. 23/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to Douglas Malech Settlement Hearing |
| Nov. 23/09 |
MFDA issues Notice of Settlement Hearing regarding IOCT Financial Inc. and Michelle Bolhuis |
| Nov. 20/09 |
MFDA issues Notice of Settlement Hearing regarding Donald J. Cunningham |
| Nov. 20/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to Purisima Dy Hearing |
| Nov. 17/09 |
MFDA announces location of Ben A. Kaley Hearing |
| Nov. 17/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to William Gillick settlement hearing |
| Nov. 12/09 |
MFDA schedules next appearance in the Matter of Carmen Moerike |
| Nov. 12/09 |
MFDA amends Notice of Hearing in the Matter of Michael B. Johns |
| Nov. 12/09 |
MFDA issues second Notice of Hearing regarding Calogero Arcuri |
| Nov. 10/09 |
MFDA Hearing Panel makes findings against Purisima Dy |
| Nov. 10/09 |
MFDA postpones next appearance in the Matter of Carmen Moerike |
| Nov. 06/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to Wayne Larson Hearing |
| Nov. 06/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to Alden M. Kaley Settlement Hearing |
| Nov. 04/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to Professional Investment Services (Canada) Inc. Settlement Hearing |
| Nov. 02/09 |
MFDA Hearing Panel reschedules Michael Johns hearing |
| Oct. 30/09 |
MFDA Hearing Panel adjourns Marlene Legare hearing
|
| Oct. 30/09 |
MFDA Hearing Panel approves Settlement Agreement with William Gillick |
| Oct. 26/09 |
MFDA Hearing Panel accepts Settlement Agreement with Cory Griffiths |
| Oct. 26/09 |
MFDA Staff applies for review of Hearing Panel decision in the matter of Tony Tung-Yuan Lin |
| Oct. 22/09 |
MFDA Hearing Panel makes findings against Martin Horvath |
| Oct. 22/09 |
MFDA concludes proceeding against Barry L. Adams |
| Oct. 21/09 |
MFDA issues Notice of Settlement Hearing regarding Cory Griffiths |
| Oct. 19/09 |
MFDA issues Notice of Settlement Hearing regarding William T. Gillick |
| Oct. 14/09 |
MFDA Hearing Panel accepts Settlement Agreement with Douglas St. Arnault |
| Oct. 13/09 |
MFDA Hearing Panel reserves judgment on motion in the Matter of Gary A. Price |
| Oct. 09/09 |
MFDA Hearing Panel accepts Settlement Agreement with Professional Investment Services (Canada) Inc. |
| Oct. 07/09 |
MFDA Reschedules Hearing on the Merits in the Matter of IOCT Financial Inc. and Michelle Bolhuis |
| Oct. 07/09 |
MFDA Hearing Panel makes findings against Bruce P. Schriver |
| Oct. 07/09 |
MFDA issues Notice of Settlement Hearing regarding Professional Investment Services (Canada) Inc. |
| Oct. 01/09 |
MFDA Sets Date for Paul A. Henry Hearing in Toronto, Ontario |
| Oct. 01/09 |
MFDA confirms next appearance in the Matter of Donald J. Cunningham |
| Oct. 01/09 |
MFDA Announces Location of Barry L. Adams Hearing |
| Sept. 29/09 |
MFDA Sets Date for Carmine Mazzotta Hearing in Toronto, Ontario |
| Sept. 24/09 |
MFDA Hearing Panel accepts Settlement Agreement with Bick Financial Security Corporation |
| Sept. 23/09 |
MFDA Sets Date for Martin Horvath Hearing in Toronto, Ontario |
| Sept. 23/09 |
MFDA announces date of Hearing on the Merits in the Matter of Mark Kricievski |
| Sept. 21/09 |
MFDA Schedules Next Appearance in the Matter of Corner, Halladay, Hanson, Moore and Rainbird |
| Sept. 21/09 |
MFDA Hearing Panel approves Settlement Agreement with Douglas Malech |
| Sept. 16/09 |
MFDA Announces Location of Bruce Schriver Hearing |
| Sept. 15/09 |
MFDA issues Notice of Settlement Hearing regarding Douglas Malech |
| Sept. 15/09 |
MFDA confirms next appearance in the Matter of ASL Direct Inc. and Adrian S. Leemhuis |
| Sept. 14/09 |
MFDA issues Notice of Settlement Hearing regarding Bick Financial Security Corporation |
| Sept. 14/09 |
MFDA Hearing Panel Issues Decision and Reasons with respect to Tony Tung-Yuan Lin |
| Sept. 10/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to De Thomas Financial Corp. Settlement Hearing |
| Sept. 03/09 |
MFDA Hearing Panel approves Settlement Agreement with De Thomas Financial Corp. |
| Sept. 02/09 |
MFDA Sets Date for David Irwin Hearing in Toronto, Ontario |
| Aug. 31/09 |
MFDA issues Notice of Settlement Hearing regarding Douglas St. Arnault |
| Aug. 28/09 |
MFDA Hearing Panel makes findings against Wayne Larson |
| Aug. 24/09 |
MFDA Sets Date for Daniel L. E. Moyaert Hearing in Toronto, Ontario |
| Aug. 21/09 |
MFDA Hearing Panel approves Settlement Agreement with Alden M. Kaley |
| Aug. 19/09 |
MFDA Sets Date for next appearance in the Matter of William T. Gillick |
| Aug. 19/09 |
MFDA issues Notice of Settlement Hearing regarding De Thomas Financial Corp. |
| Aug. 18/09 |
MFDA issues Notice of Hearing regarding Cory E. Griffiths |
| Aug. 18/09 |
MFDA Sets Date for Ben Kaley Hearing in Fredericton, New Brunswick |
| Aug. 11/09 |
MFDA Announces Date and Location for Continuation of Marlene Legare Hearing |
| Aug. 5/09 |
MFDA schedules next appearance in the Matter of Carmen G. Moerike |
| July 29/09 |
MFDA schedules next appearance in the Matter of ASL Direct Inc. and Adrian S. Leemhuis |
| July 28/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to Barry J. Raymer settlement hearing |
| July 28/09 |
MFDA Sets Date for Michael Rosenfelder Hearing in Toronto, Ontario |
| July 27/09 |
MFDA adjourns Mark Kricievski Matter to a date to be determined |
| July 23/09 |
MFDA adjourns Hearing with respect to penalty in the Matter of Gary A. Price |
| July 22/09 |
MFDA issues Notice of Hearing regarding Carmine P. Mazzotta |
| July 21/09 |
MFDA Announces Location of Wayne Larson Hearing |
| July 21/09 |
MFDA Announces Location of Alden M. Kaley Settlement Hearing |
| July 21/09 |
MFDA Announces Location of Douglas Malech Hearing |
| July 20/09 |
MFDA Hearing Panel approves Settlement Agreement with Barry J. Raymer |
| July 17/09 |
MFDA issues Notice of Settlement Hearing regarding Barry J. Raymer |
| July 17/09 |
MFDA Reschedules Hearing in the Matter of Michele and Jeffrey Longchamps |
| July 09/09 |
MFDA issues Notice of Hearing regarding Daniel L. E. Moyaert |
| July 08/09 |
MFDA issues Notice of Hearing regarding Michael Rosenfelder |
| July 07/09 |
MFDA Sets Date for Hearing with respect to penalty in the Matter of Gary A. Price |
| July 06/09 |
MFDA issues Notice of Hearing regarding Carmen G. Moerike |
| July 02/09 |
MFDA issues Notice of Hearing regarding Paul A. Henry |
| July 02/09 |
MFDA issues Notice of Hearing regarding Martin Horvath |
| July 02/09 |
MFDA issues Notice of Hearing regarding Ben A. Kaley |
| June 26/09 |
MFDA Hearing Panel issues Reasons for Decision in the Matter of Hill & Crawford Investment Management Group Ltd. and Albert Rodney Hill |
| June 22/09 |
MFDA issues Notice of Hearing regarding Mark Kricievski |
| June 17/09 |
MFDA issues Notice of Settlement Hearing regarding Alden M. Kaley |
| June 16/09 |
MFDA Sets Date for Michael B. Johns Hearing in Toronto, Ontario |
| June 15/09 |
MFDA Hearing Panel issues Decision and Reasons with respect to misconduct in the matter of Gary A. Price |
| June 12/09 |
MFDA Sets Date for Barry L. Adams Hearing in Saint John, New Brunswick |
| June 11/09 |
MFDA Sets Date for William T. Gillick Hearing in Toronto, Ontario |
| June 10/09 |
MFDA Hearing Panel Makes Findings Against Hill & Crawford Investment Management Group Ltd. and Albert R. Hill |
| June 08/09 |
MFDA Reschedules Hearing on the Merits in the Matter of Michele & Jeffrey Longchamps |
| June 04/09 |
MFDA Sets Date for Douglas D. Malech Hearing in Edmonton, Alberta |
| June 03/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to Keybase Financial Group Inc. and Dax Sukhraj Settlement Hearing |
| June 02/09 |
MFDA Sets Date for Bruce P. Schriver Hearing in Halifax, Nova Scotia |
| June 02/09 |
MFDA issues Notice of Hearing regarding David W. Irwin |
| June 01/09 |
MFDA Amends Notice of Hearing in the Matter of Hill & Crawford Investment Management Group Ltd. and Albert R. Hill |
| May 29/09 |
MFDA Hearing Panel Adjourns Marlene Legare Hearing |
| May 29/09 |
MFDA Sets Dates in the Matter of Donald J. Cunningham |
| May 29/09 |
MFDA issues second Notice of Hearing regarding Bruce Patrick Schriver |
| May 27/09 |
MFDA Sets Date to Resume Hearing on the Merits in the Matter of Marlene Legare |
| May 27/09 |
MFDA Hearing Panel Reserves Judgment in Tony Tung-Yuan Lin Hearing |
| May 22/09 |
MFDA Sets Date for Wayne Larson Hearing in Edmonton, Alberta |
| May 21/09 |
MFDA Hearing Panel Issues Reasons for Decision with Respect to Desjardins Financial Security Investments Inc. Settlement Hearing |
| May 21/09 |
MFDA Hearing Panel Issues Reasons for Decision with Respect to Melvin Penney Settlement Hearing |
| May 20/09 |
MFDA Reschedules Hearing in the Matter of Purisima Dy |
| May 15/09 |
MFDA Schedules Next Appearance in the Matter of Corner, Halladay, Hanson, Moore and Rainbird |
| May 12/09 |
MFDA Hearing Panel Reserves Judgment in Gary A. Price Hearing |
| May 07/09 |
MFDA Sets Date for IOCT Financial Inc. and Michelle A. Bolhuis Hearing in Toronto, Ontario |
| May 06/09 |
MFDA Hearing Panel approves Settlement Agreement with Desjardins Financial Security Investments Inc. |
| Apr. 28/09 |
MFDA Hearing Panel issues Reasons for Decision in the matter of Farm Mutual Financial Services Inc. |
| Apr. 27/09 |
MFDA Postpones Next Appearance in the Matter of ASL Direct Inc. and Adrian S. Leemhuis |
| Apr. 22/09 |
MFDA Hearing Panel Approves Settlement Agreement with Keybase Financial Group Inc. and Dax Sukhraj |
| Apr. 22/09 |
MFDA Hearing Panel issues Reasons for Decision with respect to Professional Investments (Kingston) Inc. Settlement Hearing |
| Apr. 22/09 |
MFDA Hearing Panel Suspends Hill & Crawford Investment Management Group Ltd. and Albert Rodney Hill |
| Apr. 21/09 |
MFDA issues Notice of Hearing regarding Michael B. Johns |
| Apr. 20/09 |
MFDA issues Notice of Hearing regarding Douglas D. Malech |
| Apr. 20/09 |
MFDA Adjourns Hearing in the Matter of Keybase Financial Group Inc. and Dax Sukhraj |
| Apr. 20/09 |
MFDA issues Notice of Application regarding Hill & Crawford Investment Management Group Ltd. and Albert Rodney Hill |
| Apr. 20/09 |
MFDA issues Notice of Hearing regarding Barry L. Adams |
| Apr. 15/09 |
MFDA Hearing Panel Approves Settlement Agreement with
Melvin R. Penney |
| Apr. 15/09 |
MFDA Hearing Panel Reschedules Next Appearance in the
Matter of Wayne Larson |
| Apr. 14/09 |
MFDA Hearing Panel Cancels Next Appearance in Matter of
Barry J. Raymer |
| Apr. 13/09 |
MFDA Hearing Panel Issues Reasons for Decision with
Respect to Peter B. Lamarche Settlement Hearing |
| Apr. 09/09 |
MFDA issues Notice of Settlement Hearing regarding Melvin R. Penney |
| Apr. 08/09 |
MFDA Sets Date for Michele & Jeffrey Longchamps Hearing in Toronto, Ontario |
| Apr. 07/09 |
MFDA Sets Date for ASL Direct Inc. and Adrian S. Leemhuis Hearing on the Merits |
| Apr. 07/09 |
MFDA to Reschedule Hearing on the Merits in the Matter of Michele & Jeffrey Longchamps |
| Apr. 06/09 |
MFDA issues Notice of Settlement Hearing regarding Desjardins Financial Security Investments Inc. (formerly known as Optifund Investments Inc.) |
| Apr. 03/09 |
MFDA issues Notice of Hearing regarding William T. Gillick |
| Mar. 24/09 |
MFDA Announces Location of Melvin Penney Hearing |
| Mar. 20/09 |
MFDA Reschedules Motion and Sets Next Appearance in the Matter of ASL Direct Inc. and Adrian Samuel Leemhuis |
| Mar. 20/09 |
MFDA Hearing Panel Adjourns Marlene Legare Hearing on the Merits |
| Mar. 20/09 |
MFDA issues Notice of Hearing regarding Bruce Patrick Schriver |
| Mar. 13/09 |
MFDA Reschedules First Appearance in the Matter of Donald James Cunningham |
| Mar. 13/09 |
MFDA issues Notice of Hearing regarding IOCT Financial Inc. and Michelle Anne Bolhuis |
| Mar. 13/09 |
MFDA Hearing Panel Adjourns Wayne Larson Hearing on the Merits |
| Mar. 10/09 |
MFDA Hearing Panel Issues Decision and Reasons with Respect to Kerry Scharfenberg |
| Mar. 09/09 |
MFDA issues Notice of Hearing regarding Donald James Cunningham |
| Mar. 03/09 |
MFDA Reschedules Hearing on the Merits in the Matter of Michele and Jeffrey Longchamps |
| Feb. 27/09 |
MFDA Sets Date for Hearing in the Matter of Hill & Crawford Investment Management Group Ltd. and Albert Hill |
| Feb. 27/09 |
MFDA Hearing Panel Issues Reasons for Decision with Respect to Penalty in the Gerard and Mavis Brake Disciplinary Hearing |
| Feb. 23/09 |
MFDA Hearing Panel Approves Settlement Agreement with Professional Investments (Kingston) Inc. |
| Feb. 20/09 |
MFDA Sets Date for Barry Raymer Hearing in Toronto, Ontario |
| Feb. 19/09 |
MFDA Hearing Panel makes decision on penalty in the Matter of Gerard and Mavis Brake |
| Feb. 11/09 |
MFDA Adjourns Hearing on the Merits in the Matter of Tony Tung-Yuan Lin |
| Feb. 05/09 |
MFDA Hearing Panel issues Reasons for Decision respecting Settlement with Manulife Securities Investment Services Inc. |
| Feb. 03/09 |
MFDA Hearing Panel Approves Settlement Agreement with Peter Bruno Lamarche |
| Jan. 30/09 |
MFDA Sets Date to Resume Hearing on the Merits in the Matter of Marlene Legare |
| Jan. 23/09 |
MFDA Hearing Panel Reserves Judgment in the Matter of Professional Investments (Kingston) Inc. |
| Jan. 22/09 |
MFDA Adjourns Ronald Brown Hearing to a Date to be Determined |
| Jan. 22/09 |
MFDA Announces Location of Wayne Larson Hearing |
| Jan 22/09 |
MFDA Sets Date for Melvin Robert Penney Hearing in Moncton, New Brunswick |
| Jan. 21/09 |
MFDA Reschedules Hearing in the Matter of Purisima Dy |
| Jan. 21/09 |
MFDA Reschedules Settlement Hearing in the Matter of Peter Bruno Lamarche |
| Jan. 20/09 |
MFDA issues Notice of Hearing regarding Barry J. Raymer |
| Jan. 19/09 |
MFDA Adjourns Fanelli and Torchia Hearing to a Date to be Determined |
| Jan. 19/09 |
MFDA Sets Date for Purisima Dy Hearing in Toronto, Ontario |
| Jan. 19/09 |
MFDA Amends Notice of Hearing and Sets Next Appearance in the Matter of Gary Alan Price |
| Jan. 15/09 |
MFDA Reschedules Next Appearance in the Matter of ASL Direct Inc. and Adrian Samuel Leemhuis |
| Jan. 13/09 |
MFDA issues Notice of Hearing regarding Hill and Crawford Investment Management Group Ltd. and Albert Rodney Hill |
| Jan. 09/09 |
MFDA Sets Date for the Michele and Jeffrey Longchamps Hearing |
| Jan. 07/09 |
MFDA Sets Date for Hearing with respect to penalty in the Matter of Gerard and Mavis Brake |
| Jan. 06/09 |
MFDA Hearing Panel Reserves Judgment in Kerry Scharfenberg Hearing |
