2004 Bulletins

Bulletin#	Date	Type	Description
#0119-M	12/16/04	Resignation	Dardan Capital Financial Ltd.
#0118-P	12/07/04	Policy	Housekeeping Amendments to MFDA By-law No. 1
#0117-P	12/06/04	Policy	2004 Annual General and Special Meeting of Members
#0116-P	12/02/04	Policy	MFDA Rules of Procedure
#0115-M	11/26/04	Membership Information	British Columbia Securities Commission Securities Policy Advisory Committee
#0114-P	11/22/04	Policy	Amendment to MFDA Rule 1.1.7 (Business Names, Styles, Etc.)
#0113-M	11/17/04	Membership Information	Requirements for the Sale of Certain Deposit Note Securities by MFDA Members in Manitoba
#0112-M	11/17/04	Membership Information	Relief from Monthly Financial Filings with the Alberta Securities Commission
#0111-P	11/05/04	Policy	Procedure for Exemptive Relief Applications
#0110-M	11/04/04	Notice of Intention to Resign	John Nicola Financial Group Ltd.
#0109-M	10/29/04	Membership Information	Securities Commission Registration Renewal Procedure and Payment of Fees
#0108-M	11/04/04	Resignation	Kingsgate Financial Group Ltd.
#0107-M	11/04/04	Resignation	Independent Multi-Funds Inc.
#0106-M	10/22/04	Change of Name	Investissements BBA Inc. to Tandem Wealth Management Inc.
#0105-M	10/22/04	Notice of Intention to Resign	Select Money Strategies Inc.
#0104-C	10/29/04	Compliance	Mandatory Use of the Electronic Filing System ("EFS")
#0103-M	10/14/04	Change of Name	The Investment Shop Inc. to Monarch Wealth and Investment Group Inc.
#0102-P	10/14/04	Policy	MFDA Investor Protection Fund Update
#0101-M	10/07/04	Notice of Intention to Resign	Craig & Taylor Financial Services Inc.
#0100-M	10/12/04	Membership Information	2004/2005 Financial Filing Deadlines
#0099-P	09/29/04	Policy	Policy Advisory Committee
#0098-M	10/12/04	Resignation	Saxon Mutual Funds Limited
#0097-P	09/13/04	Policy	Amendment to MFDA Rule 3.5.1 (Filing Requirements)
#0096-M	09/14/04	New Member	Q-Ttrade Asset Management Inc.
#0095-M	09/01/04	Notice of Intention to Resign	The RGW Financial Group Ltd.
#0094-M	09/01/04	Resignation	Prime Financial Securities Inc.
#0093-P	08/20/04	Policy	Amendment to MFDA Rule 3.4.4. (Early Warning Duration)
#0092-M	08/12/04	Membership Information	New MFDA Director Appointed
#0091-M	07/26/04	Notice of Intention to Resign	Saxon Mutual Funds Limited
#0090-P	07/20/04	Regional Councils	Appointment of Chair and Vice-Chair
#0089-M	07/05/04	Notice of Intention to Resign	Monarch Delaney Financial Inc.
#0088-M	07/02/04	Resignation	Global Allocation Financial Group Inc.
#0087-M	06/23/04	Resignation	A.Q. Fund Management Inc.
#0086-M	06/23/04	Resignation	Verhaag & Partners Financial Services Inc.
#0085-P	06/15/04	Policy	Regional Council Election Results
#0084-M	06/15/04	New Member	Integral Wealth Financial Limited
#0083-M	06/07/04	Business Combination & Change of Name	Cartier Partners Financial Services Inc. and Dundee Private Investors Inc.
#0082-M	06/01/04	Membership Information	Notice of Material Changes to Membership Information
#0081-M	05/20/04	Notice of Intention to Resign	Sanderson Securities Ltd.
#0080-M	05/20/04	Membership Information	Revised Membership Application Package
#0079-M	05/13/04	Notice of Intention to Resign	All-Canadian Investor Services Inc.
#0078-M	05/11/04	Notice of Intention to Resign	Great Western Financial Corporation
#0077-M	04/28/04	Notice of Intention to Resign	Dardan Financial Capital Ltd.
#0076-P	04/23/04	Policy	MFDA Policy Advisory Committee
#0075-M	04/30/04	Resignation	Pursuit Financial Services Corporation
#0074-M	04/13/04	Amalgamation	Wellington West Financial Services (Alberta) Inc. and Welllington West Financial Services Inc.
#0073-M	04/21/04	Resignation	West-Can Equities Ltd.
#0072-M	04/05/04	Resignation	MII Managed Investments Inc.
#0071-M	03/31/04	Resignation	UBS Investment Services Canada Inc.
#0070-M	03/24/04	Change of Name	Multiple Retirement Services Inc. to M.R.S. Inc.
#0069-M	03/17/04	Notice of Intent to Resign	Verhaag & Partners Financial Services Inc.
#0068-M	03/17/04	Notice of Intent to Resign	Prime Financial Securities Inc.
#0067-M	03/16/04	MFDA Policy Committees	MFDA Policy Committees
#0066-M	03/11/04	Change of Name	Desjardins Trust Investment Services Inc. to Desjardins Financial Services Firm Inc.
#0065-P	03/05/04	Policy	Regional Council Elections
#0064-M	03/02/04	Notice of Intention to Resign	Pursuit Financial Services Corporation
#0063-M	03/02/04	Notice of Intention to Resign	Independent Multi-Funds Inc.
#0062-M	03/02/04	New Member	iForum Financial Services Inc.
#0061-M	02/25/04	Amalgamation	Berkshire Investment Group Inc. and TWC Financial Corp.
#0060-M	03/03/04	Resignation	Brake Securities Ltd.
#0059-M	02/16/04	Resignation	Jades Securities Inc.
#0058-M	02/10/04	Membership Information	Rule 1.2.6 (Notification of Termination of Approved Persons)
#0057-C	02/09/04	Compliance	Common Errors in Financial Filings and Frequently Asked Questions
#0056-C	02/09/04	Compliance	Common Deficiencies Noted During On-site Examinations of Members
#0055-C	02/09/04	Compliance	Expiration of Transition Periods for Minimum Capital, Financial Reporting Requirements of Members, and Early Warning Requirements
#0054-C	02/09/04	Compliance	Electronic Filing System ("EFS")
#0053-M	02/09/04	Notice of Intention to Resign	UBS Investment Services Canada Inc.
#0052-M	02/12/04	Resignation	Target Financial Group
#0051-P	02/05/04	Policy	Advocis Letter-Writing Campaign Regarding Clients and Account Transfers
#0050-M	02/03/04	Membership Information	Amendments to MFDA Rules and Policy No. 3 (Handling Client Complaints)
#0049-M	02/03/04	Notice of Intention to Resign	A.Q. Fund Management Inc.
#0048-M	01/16/04	Membership Information	Amendments to MFDA By-law No. 1
#0047-M	01/12/04	Membership Information	Regulatory Harmonization Initiative
#0046-P	01/07/04	Policy	MFDA Investor Protection Fund