2008 Bulletins

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Bulletin#	Date	Type	Description
#0350-P	12/22/08	Policy	Rule 2.4.1 (Payment of Commissions to Non-Registered Entities) - Extension of Suspension to March 31, 2010
#0349-M	12/22/08	Change of Name	Rice Financial Group Inc. to MGI Financial Inc.
#0348-C	12/17/08	Compliance	New Process for Year-End Audit Engagements
#0347-M	12/11/08	Membership Information	Membership Information Bulletin #0347-M – 2008 Annual General and Special Meeting of Members
#0346-P	12/11/08	Policy	Housekeeping Amendments to MFDA Rules, Policies and Form 1 - Financial Questionnaire and Report and Other Amendments
#0345-M	12/01/08	Change of Name	Armstrong Financial Services Inc. to Gateway Capital Growth Inc.
#0344-P	11/26/08	Policy	Housekeeping Amendment to MFDA Rule 1.1.7 (Business Names, Styles, Etc.)
#0343-M	11/18/08	Membership Information	ASL Direct Inc. - Appointment of Receiver and Manager
#0342-E	11/17/08	Enforcement	Regional Councils – Membership Suspension Hearing (Laurier Capital Planning Inc.)
#0341-M	11/11/08	Amalgamation	Altamira Financial Services Ltd. and National Bank Securities Inc.
#0340-M	11/07/08	Notice of Intetion to Resign	I.F.S. Securities Inc.
#0339-M	11/04/08	Membership Information	2009 Financial Filing Deadlines
#0338-M	10/21/08	Notice of Intention to Resign	ASL Direct Inc.
#0337-M	10/20/08	Resignation	Confident Financial Services (1969) Limited
#0336-M	10/20/08	Amalgamation	AEGON Dealer Services Canada Inc. and Investia Financial Services Inc.
#0335-M	10/17/08	Notice of Intention to Resign	Target Investment Planners Inc.
#0334-M	10/10/08	Notice of Intention to Resign	Laurier Capital Planning Inc.
#0333-M	10/06/08	New Member	Canadian First Financial Centres Limited
#0332-M	10/06/08	Resignation	Foresters Securities (Canada) Inc.
#0331-P	10/02/08	Policy	Amendments to MFDA By-law No. 1 - Section 11 (Member Approval Process)
#0330-C	09/26/08	Compliance	Additional Financial Reporting Requirements
#0329-M	09/18/08	Change of Name	OTG Financial Inc. to Educators Financial Group Inc.
#0328-M	09/17/08	Membership Information	Conversion to International Financial Reporting Standards (IFRS)
#0327-P	09/16/08	Policy	MFDA Rule 2.4.1 (Payment of Commissions to Non-Registered Entities) - Suspension in Manitoba
#0326-M	09/10/08	Membership Information	National Do Not Call List ("DNCL") - To Be Launched by the Canadian Radio-television and Telecommunications Commissions ("CRTC") on September 30, 2008
#0325-P	09/09/08	Policy	Request for Comment: Proposed Amendments to MFDA Recognition Orders to Extend the Suspension of Rule 2.4.1 (Payment of Commissions to Corporations)
#0324-M	09/03/08	Resignation	Sanderson Securities Ltd.
#0323-E	09/02/08	Enforcement	Regional Councils – Membership Suspension Hearing (Triglobal Capital Management Inc.)
#0322-E	08/21/08	Enforcement	Regional Councils – Membership Suspension Hearing (Farm Mutual Financial Services Inc.)
#0321-M	08/18/08	Notice of Intention to Resign	Levine Financial Group Inc.
#0320-M	08/08/08	Notice of Intention to Resign	Farm Mutual Financial Services Inc.
#0319-M	08/08/08	Withdrawal of the Intention to Resign	Audentium Financial Corp.
#0318-P	08/01/08	Policy	Amendments to MFDA By-law No. 1 - Section 24.3 (Suspensions in Certain Circumstances)
#0317-M	07/10/08	Notice of Intention to Resign	Foresters Securities (Canada) Inc.
#0316-M	07/10/08	Notice of Intention to Resign	Audentium Financial Corp.
#0315-M	07/10/08	Notice of Intention to Resign	L&A Financial Inc.
#0314-M	07/03/08	Amalgamation	Berkshire Investment Group Inc. and Manulife Securities International Limited
#0313-M	06/12/08	New Members	3i Financial Investment Services Inc. Groupe Cloutier Investments Inc.
#0312-P	06/11/08	Policy	MFDA Policy Advisory Committee - New Members
#0311-P	06/03/08	Policy	Regional Council Update
#0310-P	06/02/08	Policy	MFDA Rule 2.4.1 (Payment of Commissions to Non-Registered Entities) – Suspension in New Brunswick
#0309-M	05/21/08	Resignation	Financial Architects Investments Inc.
#0308-M	05/02/08	Membership Information	ASL Direct Inc. – Temporary Cease Trade Order
#0307-M	05/01/08	Notice of Intention to Resign	Coast Capital Investments
#0306-M	04/23/08	Membership Information	Adrian Samuel Leemhuis and Future Growth Funds – Temporary Cease Trade Order
#0305-P	04/17/08	Policy	The Proceeds of Crime (Money Laundering) and Terrorist Financing Act ("Act") and Regulations ("Regulations") - FINTRAC Webcasts on New Regulatory Requirements for Reporting Entities
#0304-M	04/01/08	Membership Information	MFDA and MFDA Investor Protection Corporation ("IPC") Questionnaire
#0303-M	02/28/08	Resignation	QFS Financial Services Ltd.
#0302-M	02/14/08	Membership Information	Triglobal Capital Management Inc. – Additional Orders
#0301-P	02/11/08	Policy	Regional Council Nomination and Election Process
#0300-C	02/04/08	Compliance	Audited Financial Questionnaire and Report - Filing Process (Replaced by Bulletin #0471-C - Audited Form 1 Filing Process on March 23, 2011)
#0299-M	01/31/08	Membership Information	Triglobal Capital Management Inc. - Additional Orders
#0298-M	01/31/08	Notice of Intention to Resign	Financial Architects Investments Inc.
#0297-M	01/29/08	New Member	Laurier Capital Planning Inc.
#0296-M	01/18/08	Membership Information	2008 Annual General and Special Meeting of Members
#0295-P	01/17/08	Policy	The Proceeds of Crime (Money Laundering) and Terrorist Financing Act ("Act") and Regulations ("Regulations") – FINTRAC Information Sessions on New Obligations for Reporting Entities
#0294-E	01/08/08	Enforcement	Regional Councils – Membership Termination Hearing
#0293-M	01/08/08	Membership Information	LandBankers International MX S.A. de C.V. – Cease Trade Order
#0292-M	01/07/08	Membership Information	Triglobal Capital Management Inc. – Appointment of Provisional Administrator