| Bulletin # |
Date |
Type |
Description |
Language |
| #0553-M |
Dec. 28/12 |
Resignation |
CWM Funds Inc. |
 |
 |
| #0552-M |
Dec. 14/12 |
Membership Information |
2013 Financial Filing Deadlines |
|
|
| #0551-M |
Dec. 12/12 |
Resignation |
Beacon II Inc. |
|
|
| #0550-M |
Dec. 03/12 |
Amalgamation |
Desjardins Financial Security Investments Inc. and MGI Financial Inc. |
|
|
| #0549-P |
Dec. 03/12 |
Policy |
Amendments to MFDA By-law No. 1, Rule 2.2.1 (“Know-Your-Client”) and Form 1 |
|
|
| #0548-M |
Nov. 29/12 |
Membership Information |
Annual General & Special Meeting of Members |
|
|
| #0547-M |
Nov. 02/12 |
Amalgamation |
Manulife Securities Investment Services Inc. and Wellington West Financial Services Inc. |
|
|
| #0546-P |
Oct. 25/12 |
Policy |
Approval of Amendments to Sections 1 (Definitions) and 3 (Directors) of MFDA By-law No. 1 |
|
|
| #0545-M |
Oct. 16/12 |
Membership Information |
The MFDA Investor Protection Corporation (IPC) – 2012 Annual Report |
|
|
| #0544-M |
Oct. 12/12 |
Membership Information |
MFDA Approved As a Chartered Accountant Training Office |
|
|
| #0543-P |
Oct. 12/12 |
Policy |
Restructuring of ROI Pooled Funds |
|
|
| #0542-M |
Oct. 03/12 |
Notice of Intention to Resign |
PDQ Financial Services Inc. |
|
|
| #0541-M |
Sept. 17/12 |
Notice of Intention to Resign |
Select Financial Services Inc. |
|
|
| #0540-M |
Sept. 11/12 |
Notice of Intention to Resign |
CWM Funds Inc. |
|
|
| #0539-M |
Sept. 06/12 |
Change of Name |
M.R.S. Inc. to B2B Bank Financial Services Inc. |
|
|
| #0538-M |
Aug. 28/12 |
Resignation |
Info Financial Consulting Group Inc. |
|
|
| #0537-M |
Aug. 16/12 |
Notice of Intention to Resign |
Family Investment Planning Inc. |
|
|
| #0536-M |
July 27/12 |
Membership Services |
MFDA Investor Protection Corporation (IPC) – Excess Fund Insurance |
|
|
| #0535-P |
July 05/12 |
Policy |
Policy Instrument Review Project |
|
|
| #0534-P |
July 05/12 |
Policy |
Client Disclosure Sweep |
|
|
| #0533-M |
July 03/12 |
Notice of Intention to Resign |
Beacon II Inc. |
|
|
| #0532-P |
June 15/12 |
Policy |
Proposed Amendments to NI 31-103 (Cost Disclosure, Performance Reporting and Client Statements) – Second Publication for Comment |
|
|
| #0531-M |
June 12/12 |
Resignation |
The Investment House of Canada Inc. |
|
|
| #0530-M |
June 6/12 |
Membership Information |
Regional Council Update |
|
|
| #0529-M |
June 1/12 |
Membership Information |
Appointment of New President and Chief Executive Officer |
|
|
| #0528-M |
May 3/12 |
Notice of Intention to Resign |
Independent Accountants' Investment Group Inc. |
|
|
| #0527-M |
May 2/12 |
Amalgamation |
Peak Investment Services Inc. and Promutuel Capital Financial Services Firm Inc. |
|
|
| #0526-P |
April 25/12 |
Policy |
MFDA Policy Advisory Committee – New Members |
|
|
| #0525-M |
April 24/12 |
Membership Information |
MFDA Strategic Plan (2012- 2014) – New Vision and a Roadmap for Change |
|
|
| #0524-P |
April 16/12 |
Policy |
Amendments to MFDA Rule 3.3.2 (Segregation of Client Property –
Cash) and Policy No. 4 Internal Control Policy Statements |
|
|
| #0523-M |
March 23/12 |
Resignation |
DNL Money Management Ltd. |
|
|
| #0522-M |
March 8/12 |
Resignation |
Canadian First Financial Centres Limited |
|
|
| #0521-P |
March 2/12 |
Policy |
Amendments to MFDA Rule 5.3 (Client Reporting) |
|
|
| #0520-M |
March 1/12 |
Membership Information |
Call for Nominations to Regional Councils |
|
|
| #0519-P |
Feb. 24/12 |
Policy |
Request for Comments on Revisions to Member Regulation Notice
MR-0057 – The Role of Compliance and Supervision |
|
|
| #0518-P |
Jan. 26/12 |
Policy |
Applications for Membership on Policy Advisory Committee |
|
|
| |
|
|
|
|
|
