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<< Return to By-Law
| Section |
Title |
Amendment |
Amending Instrument |
Date |
Bulletin No. |
| 1 |
Preamble |
Expressly reference Rules and Policies |
By-Law No. 13 |
Jan. 08, 2007 |
0246-P |
| 1 |
Definitions |
Definition of "Appointments Committee" added |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "Board of Directors"/"Board" amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "client name" amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "control" or "controlled" amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "control" and "controlled" |
By-Law No. 13 |
Jan. 08, 2007 |
0246-P |
| 1 |
Definitions |
Definition of "IDA" (enacted by By-law No.1) deleted |
By-Law No. 5 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "IFIC" (enacted by By-law No.1) deleted |
By-Law No. 5 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "Industry Director" added |
By-Law No. 5 |
Dec.5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "Hearing Panel" added |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "industry representative" added |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "MFDA" added |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "monitor" added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 1 |
Definitions |
Definition of "nominee name" amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "Notice of Hearing" amended |
By-Law No. 8 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "Public Director" amended |
By-Law No. 5 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "public representative" added |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "Regional Annual Meeting" (enacted by By-law No.1) deleted |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "Regional Council" amended |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "related Member" amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 1 |
Definitions |
Definition of "previous director" deleted |
By-law No. 9 |
Dec. 3, 2004 |
0118-P |
| 2.6 |
Interpretation of the Board of Directors |
amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 3 |
Directors |
(enacted by By-law No.1) deleted and replaced |
By-Law No. 5 |
Dec. 5, 2003 |
0048-M |
| 4.7 |
Quorum |
amended |
By-Law No. 5 |
Dec. 5, 2003 |
0048-M |
| 6.3 |
Interest Respecting the IDA or IFIC |
(enacted by By-law No.1) deleted |
By-Law No. 5 |
Dec. 5, 2003 |
0048-M |
| 7.1 |
Officers - Appointment |
amended |
By-Law No. 5 |
Dec. 5, 2003 |
0048-M |
| 7.4 |
Removal of Officers |
amended |
By-law No. 5 |
Dec. 5, 2003 |
0048-M |
| 8. |
For the Protection of Directors and Officers |
amended |
By-law No. 11 |
Jan. 17, 2005 |
0122-P |
| 8.1 |
Limitation of Liability |
amended |
By-law No. 11 |
Jan. 17, 2005 |
0122-P |
| 8.2 |
Indemnity |
amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| |
|
amended |
By-law No. 11 |
Jan. 17, 2005 |
0122-P |
| 8.2.1 |
Indemnity |
amended |
By-law No. 11 |
Jan. 17, 2005 |
0122-P |
| 8.2.2 |
Indemnity |
amended |
By-law No. 11 |
Jan. 17, 2005 |
0122-P |
| 8.3 |
Action, Suit or Proceeding Threatened, Brought, etc. by the Corporation |
added |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 8.3 |
Action, Suit or Proceeding Threatened, Brought, etc. by the Corporation |
amended |
By-law No. 11 |
Jan. 17, 2005 |
0122-P |
| 8.4 |
Insurance |
formerly 8.3, renumbered as s.8.4 |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 8.4 |
Insurance |
amended |
By-law No. 11 |
Jan. 17, 2005 |
0122-P |
| 11.4.1 |
|
amended |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.4.4 |
|
added |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.5 |
Right to be Heard |
renamed as Power to Vary or Remove Terms and Conditions, amended |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.5.1 |
|
deleted |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.5.2 |
|
deleted |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.5.3 |
|
amended |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 11.5.3 |
|
deleted |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.6 |
Hearing |
renamed as Notice, amended |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.6.1 |
|
amended |
By-Law No. 9 |
Dec. 3, 2004 |
0118-P |
| 11.6.1 |
|
deleted |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.6.2 |
|
deleted |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.6.3 |
|
deleted |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 11.6.3 |
Hearing |
numbering removed, becomes text of Notice (11.6) |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.6.4 |
|
renumbered as 11.6.3 |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 11.7 |
Power to Vary or Remove Terms and Conditions |
deleted and replaced by new Section 11.7 (formerly 11.8) |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.7 |
Review |
formerly 11.8 |
By-Law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.7.1 |
Power to Vary or Remove Terms and Conditions |
deleted |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.7.2 |
Power to Vary or Remove Terms and Conditions |
deleted |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.7.3 |
Review |
added |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.8 |
Review |
added |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 11.8 |
Review |
renumbered as 11.7, amended |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.8 |
Board of Directors |
new title added; section amended |
By-Law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.8.1 |
Review |
renumbered as 11.7.1, amended: 11.7.1(c) added; 11.7.1(d) renumbered and amended |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.8.2 |
Review |
amended |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 11.8.2 |
Review |
renumbered as 11.7.2, amended; (a) amended; (b) deleted and replaced; (c) deleted |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.8.3 |
Board of Directors |
renumbered as 11.8.1, amended |
By-Law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.8.4 |
Review |
added |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 11.8.4 |
Board of Directors |
renumbered as 11.8.2, amended |
By-Law No. 14 |
Oct. 2, 2008 |
0331-P |
| 11.9 |
Actions upon Approval of Application |
formerly 11.8, renumbered as 11.9 |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 11.10 |
|
added |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 11.10 |
|
deleted |
By-law No. 14 |
Oct. 2, 2008 |
0331-P |
| 12.12 |
Proxies |
amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 12.2 |
Annual Meetings |
amended |
By-Law No. 5 |
Dec. 5, 2003 |
0048-M |
| 13.4 |
Resignation |
amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 13.8 |
Ceasing to Carry on Business as a Mutual Fund Dealer |
amended |
By-Law No. 9 |
Dec. 3, 2004 |
0118-P |
| 13.9 |
Ownership |
amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 15.1 |
Power to Make Assessment |
amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 17.3 |
Members of a Region |
added |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 18 |
Members of a Region |
deleted and replaced by new section 18 - Regional Councils |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 18 |
Regional Councils |
enacted |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 18.2.2 |
Ex-officio |
amended |
By-Law No. 9 |
Dec. 3, 2004 |
0118-P |
| 19 |
Regional Councils |
deleted and replaced by new section 19 - Appointed Members to Regional Council and Hearing Panels |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 19 |
Appointed Members to Regional Council and Hearing Panels |
enacted |
By-Law No. 6 |
Dec. 5, 2003 |
0048-M |
| 19.9 |
Hearing Panels |
amended |
By-Law No. 13 |
July 20, 2007 |
0270-P |
| 19.13 |
|
added |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 19.13 |
|
amended |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 20 |
Committees |
deleted and replaced by new section 20 - Disciplinary Hearings |
By-Law No. 8 |
Dec. 5, 2003 |
0048-M |
| 20 |
Disciplinary Hearings |
enacted |
By-Law No. 8 |
Dec. 5, 2003 |
0048-M |
| 20.1.1 |
Contents of Notice |
amended |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 20.2 |
Reply |
amended |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 20.5 |
Open to the Public |
amended |
By-Law No. 9 |
Dec. 3, 2004 |
0118-P |
| 20.7 |
Reasons |
amended |
By-Law No. 9 |
Dec. 3, 2004 |
0118-P |
| 22 |
Basis of Examination or Investigation |
(enacted by By-law No.1) deleted |
By-Law No. 8 |
Dec. 5, 2003 |
0048-M |
| 22.1 (former 23.1) |
Investigatory Powers |
amended |
By-Law No. 8 |
Dec. 5, 2003 |
0048-M |
| 23 (former 24) |
Cooperation with Other Authorities |
amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 23.2 |
Agreements |
amended |
By-law No. 12 |
Dec. 13, 2005 |
0178-P |
| 23.3 |
Assistance |
amended |
By-law No. 12 |
Dec. 13, 2005 |
0178-P |
| 24.A |
Ombudsman Service |
added |
By-Law No. 4 |
May 6, 2003 |
0048-M |
| 24 |
Discipline Powers |
formerly 25, amended |
By-Law No. 8 |
Dec. 5, 2003 |
0048-M |
| 24.1.2(d) |
Members |
amended |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.1.2(g) |
Members |
amended |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.2 |
Costs |
amended |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3 |
Suspensions in Certain Circumstances |
deleted and replaced by new section 24.3 - Applications in Exceptional Circumstances |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.1 |
Power to Suspend |
deleted and replaced by new section 24.3.1 - Approved Persons |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.2 |
Further Suspension, Termination of Rights and Privileges, Expulsion |
deleted and replaced by new section 24.3.2 - Members |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.3 |
Cause of Financial Loss to the Public |
amended |
By-Law No. 9 |
Dec. 3, 2004 |
0118-P |
| 24.3.3 |
Cause of Financial Loss to the Public |
deleted and replaced by new section 24.3.3 - Powers of a Hearing Panel |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.4 |
Failure to Pay Fine or Comply with Condition |
deleted and replaced by new section 24.3.4 - Notice in Certain Circumstances |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.5 |
Other Proceedings |
amended |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.6 |
Review of an Application |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.7 |
Timing of a Review |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.8 |
Review Panel |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.9 |
Decision is Final Where no Review |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.10 |
Stay Pending Review of an Application |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.11 |
Powers of a Hearing Panel on a Review of an Application |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.12 |
Open to the Public |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.3.13 |
Failure to Pay Fee, Levy, Assessment, Fine or Costs |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.4.3 |
Review and Determination by Hearing Panel |
amended |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 24.5 |
Publication of Notice and Penalties |
amended |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.6.2 |
Review |
amended |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 24.6.3(d) |
Review Hearing |
added |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 24.6.3(e) |
Review Hearing |
added |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 24.7 |
Monitor |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 24.8 |
Suspended Members |
added |
By-Law No. 13 |
Aug. 1, 2008 |
0318-P |
| 25.9 |
Prior Involvement |
deleted |
By-Law No. 8 |
Dec. 5, 2003 |
0048-M |
| 26.1 |
Review of Decisions |
amended |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 26.2 |
Review of Decisions |
added |
By-Law No. 10 |
Jan. 10, 2005 |
0121-P |
| 29 |
Execution of Instruments |
formerly 30, amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 31.1 |
Service |
formerly 32.1, amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 32 |
By-laws |
formerly 33, amended |
By-Law No. 7 |
Dec. 5, 2003 |
0048-M |
| 35 |
No Actions Against the Corporation |
amended |
By-Law No. 16 |
Dec. 3, 2010 |
0458-P |
| 35.A |
MFDA Investor Protection Fund |
added |
By-Law No. 16 |
Dec. 3, 2010 |
0458-P |
| 37 |
Exemptions |
amended |
By-Law No. 9 |
Dec. 3, 2004 |
0118-P |
|
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