< < < Return to Proposed Regulation Page

Sections 1 (Definitions) and 3 (Directors) of MFDA By-law No. 1

Comment Letters

• Kenmar Associates (PDF)

Proposed Amendments to MFDA Rule 5.3 (Client Reporting)

Comment Letters

• Advocis

Proposed Amendments to MFDA Rule 2.2.1 ("Know Your Client") and Policy No. 2 Minimum Standards for Account Supervision

Comment Letters

• BMO Investments Inc.
• Canadian Foundation for Advancement of Investor Rights (FAIR Canada)
• Desjardins Group
• Investment Funds Institute of Canada (IFIC)
• J.C. Hood Investment Counsel Inc.
• Joe Killoran – investorism.com
  
• Kenmar Associates
• Royal Mutual Funds Inc. and Phillips, Hager & North Investment Funds Ltd.

Proposed Amendments to MFDA Rule 3.3.2 (Segregation of Client Property – Cash)

Comment Letters

• BMO Investments Inc.
• IGM Financial Inc.
• Manulife Securities

Proposed Amendments to MFDA Rule 2.6 (Borrowing for Securities Purchases)

Comment Letters

• Association of Canadian Compliance Professionals (PDF)
• Independent Financial Brokers (PDF)
• Independent Planning Group (PDF)