MFDA Rules

MFDA Rules set out detailed requirements for Members, including particulars respecting:

  • business structures
  • capital requirements
  • insurance
  • books and records
  • client reporting, and
  • business conduct

MFDA Rules in PDF format (as amended July 15, 2016) English language icon French language icon

MFDA Rules were originally published on February 23, 2001. Please click here to view a list of amendments.

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