Policy & Regulation
  MFDA Rules

MFDA Rules set out detailed requirements for Members, including particulars respecting:

  • business structures
  • capital requirements
  • insurance
  • books and records
  • client reporting, and
  • business conduct
Current MFDA Rules in PDF format (effective March 29, 2010) English language icon French language icon
Current MFDA Annotated Rules in HTML format (effective December 11, 2008) English language icon  

MFDA Rules were originally published on February 23, 2001. Please click here to view a list of amendments.

   
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